BERNSTEIN DREW 4
4 · NeoStem, Inc. · Filed Nov 6, 2009
Insider Transaction Report
Form 4
BERNSTEIN DREW
Director
Transactions
- Award
Stock Options (right to buy)
2009-11-04+150,000→ 150,000 totalExercise: $1.66Exp: 2019-11-03→ Common Stock, par value $0.001 per share (150,000 underlying) - Award
Stock Options (right to buy)
2009-11-04+50,000→ 50,000 totalExercise: $1.66Exp: 2019-11-03→ Common Stock, par value $0.001 per share (50,000 underlying)
Footnotes (2)
- [F1]On November 4, 2009, the date of grant ("Grant Date"), the reporting person was granted an option to purchase 150,000 shares of common stock of NeoStem, Inc. (the "Company") pursuant and subject to the Company's 2009 Equity Compensation Plan (the "2009 Plan"). This option vests as to 50,000 shares on each of the first, second and third anniversaries of the Grant Date.
- [F2]On the Grant Date, the reporting person was granted an option to purchase 50,000 shares of common stock of the Company pursuant and subject to the Company's 2009 Plan. This option vests as to 16,667 shares on each of the first and second anniversaries of the Grant Date and as to the remaining 16,666 shares on the third anniversary of the Grant Date.