4//SEC Filing
FAIRCHILD SAMUEL W 4
Accession 0001140361-09-026587
CIK 0001119807other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:53 PM ET
Size
25.6 KB
Accession
0001140361-09-026587
Insider Transaction Report
Form 4
FAIRCHILD SAMUEL W
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2009-11-13+7,996→ 263,996 total - Other
Warrants
2009-11-13−560,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-08-06Exp: 2011-08-06→ Common Stock (560,000 underlying) - Other
Warrants
2009-11-13−10,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-12-15Exp: 2011-12-15→ Common Stock (10,000 underlying) - Other
Common Stock
2009-11-13+40,000→ 40,000 total(indirect: By Spouse) - Other
Warrants
2009-11-13+451→ 451 total(indirect: By Spouse)Exercise: $5.00From: 2008-12-15Exp: 2011-12-15→ Common Stock (451 underlying) - Other
Warrants
2009-11-13+25,631→ 25,631 total(indirect: By Spouse)Exercise: $5.00From: 2008-08-06Exp: 2011-08-06→ Common Stock (25,631 underlying) - Purchase
Common Stock
2009-11-13$4.67/sh+100$467→ 256,000 total - Purchase
Common Stock
2009-11-16$4.45/sh+200$889→ 264,196 total - Other
Common Stock
2009-11-13−744,596→ 0 total(indirect: By LLC) - Other
Warrants
2009-11-13−160,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-11-17Exp: 2011-11-17→ Common Stock (160,000 underlying) - Other
Warrants
2009-11-13+7,318→ 7,318 total(indirect: By Spouse)Exercise: $5.00From: 2008-11-17Exp: 2011-11-17→ Common Stock (7,318 underlying)
Footnotes (1)
- [F1]ECC Investment Partners, LLC dissolved and distributed its assets, which were shares and warrants of Energy Composites Corporation, to its members. Mr. Fairchild, a manager of ECC Investment Partners, LLC, had been attributed beneficial ownership of the shares and warrants. With this distribution, he is deemed to beneficially own shares and warrants owned of record by him and his immediate family members who reside in his household.
Documents
Issuer
ENERGY COMPOSITES Corp
CIK 0001119807
Entity typeother
Related Parties
1- filerCIK 0001357116
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 3:53 PM ET
- Size
- 25.6 KB