FAIRCHILD SAMUEL W 4
4 · ENERGY COMPOSITES Corp · Filed Nov 17, 2009
Insider Transaction Report
Form 4
FAIRCHILD SAMUEL W
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2009-11-13+7,996→ 263,996 total - Other
Warrants
2009-11-13−560,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-08-06Exp: 2011-08-06→ Common Stock (560,000 underlying) - Other
Warrants
2009-11-13−10,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-12-15Exp: 2011-12-15→ Common Stock (10,000 underlying) - Other
Common Stock
2009-11-13+40,000→ 40,000 total(indirect: By Spouse) - Other
Warrants
2009-11-13+451→ 451 total(indirect: By Spouse)Exercise: $5.00From: 2008-12-15Exp: 2011-12-15→ Common Stock (451 underlying) - Other
Warrants
2009-11-13+25,631→ 25,631 total(indirect: By Spouse)Exercise: $5.00From: 2008-08-06Exp: 2011-08-06→ Common Stock (25,631 underlying) - Purchase
Common Stock
2009-11-13$4.67/sh+100$467→ 256,000 total - Purchase
Common Stock
2009-11-16$4.45/sh+200$889→ 264,196 total - Other
Common Stock
2009-11-13−744,596→ 0 total(indirect: By LLC) - Other
Warrants
2009-11-13−160,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2008-11-17Exp: 2011-11-17→ Common Stock (160,000 underlying) - Other
Warrants
2009-11-13+7,318→ 7,318 total(indirect: By Spouse)Exercise: $5.00From: 2008-11-17Exp: 2011-11-17→ Common Stock (7,318 underlying)
Footnotes (1)
- [F1]ECC Investment Partners, LLC dissolved and distributed its assets, which were shares and warrants of Energy Composites Corporation, to its members. Mr. Fairchild, a manager of ECC Investment Partners, LLC, had been attributed beneficial ownership of the shares and warrants. With this distribution, he is deemed to beneficially own shares and warrants owned of record by him and his immediate family members who reside in his household.