NeoStem, Inc. 4
4 · NeoStem, Inc. · Filed Dec 2, 2009
Insider Transaction Report
Form 4
DUIGNAN CHRISTOPHER C
Vice President, Finance
Transactions
- Award
Stock Options (right to buy)
2009-11-30+250,000→ 250,000 totalExercise: $1.72Exp: 2019-11-29→ Common Stock, par value $0.001 per share (250,000 underlying)
Footnotes (1)
- [F1]On November 30, 2009 (the "Grant Date"), the commencement date of his employment with NeoStem, Inc. (the "Company"), the reporting person was granted an option to purchase 250,000 shares of the Company's common stock under the Company's 2009 Equity Compensation Plan (the "2009 ECP"). The option is scheduled to vest and become exercisable (i) as to 25,000 shares on the Grant Date, (ii) as to 25,000 shares upon the achievement of a certain business milestone, (iii) as to 100,000 shares on the one year anniversary of the Grant Date and (iv) as to 100,000 shares on the two year anniversary of the Grant Date. The option is subject to all the terms and conditions of the 2009 ECP.