4//SEC Filing
Jalbout Fred 4
Accession 0001140361-09-029174
CIK 0000763532other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:05 PM ET
Size
9.7 KB
Accession
0001140361-09-029174
Insider Transaction Report
Form 4
Jalbout Fred
Pres., LSI Saco Technologies
Transactions
- Sale
Common Shares
2009-12-15$7.95/sh−150,000$1,192,500→ 327,677 total(indirect: By corporation)
Holdings
- 20,000
Option to Buy
Exercise: $14.36Exp: 2016-06-02→ Common Stock (20,000 underlying) - 25,000
Option to Buy
Exercise: $19.76Exp: 2017-08-24→ Common Stock (25,000 underlying) - 25,000
Option to Buy
Exercise: $8.98Exp: 2018-08-22→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]The corporation, Saco, of which the reporting person beneficially owns 50%, acquired these shares pursuant to the SPA. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- [F2]Non-qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options are exercisable at a rate of 25% per year of the aggregate grant, beginning on the 1st anniversary of the grant date.
- [F3]The options vest in equal annual amounts of 25% per year beginning on August 22, 2009.
Documents
Issuer
LSI INDUSTRIES INC
CIK 0000763532
Entity typeother
Related Parties
1- filerCIK 0001364710
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 4:05 PM ET
- Size
- 9.7 KB