4//SEC Filing
MITAROTONDA JAMES A 4
Accession 0001140361-09-029417
CIK 0001053676other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 7:56 PM ET
Size
22.5 KB
Accession
0001140361-09-029417
Insider Transaction Report
Form 4
SIELOX INCSLX.OB
MITAROTONDA JAMES A
DirectorOther
Transactions
- Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 1,362,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 1,372,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 4,225,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 4,215,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 1,382,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 4,205,605 total(indirect: By Barington Capital Group, L.P.)
Transactions
- Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 1,382,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 4,215,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 1,362,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 1,372,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 4,225,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 4,205,605 total(indirect: By Barington Capital Group, L.P.)
LNA Capital Corp.
Other
Transactions
- Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 1,372,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 1,382,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 1,362,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 4,215,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 4,225,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 4,205,605 total(indirect: By Barington Capital Group, L.P.)
Transactions
- Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 1,362,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 1,382,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 1,372,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 4,225,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 4,205,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 4,215,605 total(indirect: By Barington Capital Group, L.P.)
Transactions
- Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 4,225,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 4,205,605 total(indirect: By Barington Capital Group, L.P.) - Purchase
Common Stock
2009-12-14$0.03/sh+10,000$300→ 1,362,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 1,372,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-16$0.04/sh+10,000$400→ 1,382,655 total(indirect: By Barington Companies Equity Partners, L.P.) - Purchase
Common Stock
2009-12-15$0.03/sh+10,000$340→ 4,215,605 total(indirect: By Barington Capital Group, L.P.)
Footnotes (4)
- [F1]As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the majority member of Barington Companies Investors, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and Barington Capital Group, L.P. James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. and therefore may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and Barington Capital Group, L.P.
- [F2]The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
- [F3]Excludes shares owned directly by Barington Companies Equity Partners, L.P.
- [F4]Includes 1,467,305 shares of Common Stock that were transferred to Barington Capital Group, L.P. by Barington Companies Offshore Fund, Ltd. in an exempt transaction pursuant to Rule 16a-13.
Documents
Issuer
SIELOX INC
CIK 0001053676
Entity typeother
Related Parties
1- filerCIK 0001254583
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 7:56 PM ET
- Size
- 22.5 KB