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4//SEC Filing

Aldrich George E 4

Accession 0001140361-09-029606

CIK 0000203248other
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 6:01 PM ET

Size

21.8 KB

Accession

0001140361-09-029606

Insider Transaction Report

Form 4
Period: 2009-12-15
SOUTHERN UNION COSUG
Aldrich George E
V.P. - Controller & CAO
Transactions
  • Award

    Cash Restricted Units

    2009-12-15+5,182→ 5,182 total
    → Common Stock (5,182 underlying)
  • Award

    Stock Appreciation Rights

    2009-12-15+18,190→ 18,190 total
    Exercise: $21.64Exp: 2019-12-15→ Common Stock (18,190 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    623.754

  • Stock Appreciation Rights

    Exercise: $28.07Exp: 2016-12-28→ Common Stock (13,361 underlying)
    13,361

  • Cash Restricted Units

    → Common Stock (5,698 underlying)
    5,698

  • Stock Appreciation Rights

    Exercise: $12.55Exp: 2018-12-15→ Common Stock (35,124 underlying)
    35,124

  • Stock Appreciation Rights

    Exercise: $28.48Exp: 2017-12-17→ Common Stock (29,014 underlying)
    29,014

  • Employee Stock Option (right to purchase)

    Exercise: $24.80Exp: 2015-09-02→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    2,778

  • Cash Restricted Units

    → Common Stock (1,403 underlying)
    1,403

  • Cash Restricted Units

    → Common Stock (2,036 underlying)
    2,036
Footnotes (10)
  • [F1]This information concerns shares held under the Issuer's 401(k) Plan. Reported are shares purchased for the plan by the plan trustee, at the trustee's sole discretion at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the Plan statement for the period ended December 31, 2008.
  • [F10]Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on Grant Date 2009. The award vests in equal installments on the first, second and third anniversaries of Grant Date 2009.
  • [F2]These options are fully vested and exercisable.
  • [F3]4,209 cash restricted units were awarded to the Reporting person on December 28, 2006 ("Grant Date 2006"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award will expire in equal installments on the first, second and third anniversaries of Grant Date 2006. To date, restrictions have expired on 2,806 cash restricted units.
  • [F4]Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on Grant Date 2006. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2006. To date, 8,907 stock appreciation rights have vested and are exercisable.
  • [F5]6,108 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award will expire in equal installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions on 4,072 cash restricted units have expired.
  • [F6]Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on Grant Date 2007. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2007. To date, 19,342 stock appreciation rights are currently vested and exercisable.
  • [F7]8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions on 2,848 cash restricted units have expired.
  • [F8]Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on Grant Date 2008. The award vests in equal installments on the first, second and third anniversaries of Grant Date 2008. As such 11,708 stock appreciation right are currently vested and exercisable.
  • [F9]5,182 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2009.

Documents

1 file

Issuer

SOUTHERN UNION CO

CIK 0000203248

→
Entity typeother

Related Parties

1
  • filerCIK 0001338069

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 6:01 PM ET
Size
21.8 KB
View on SEC.gov