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SUMMIT FINANCIAL GROUP INC·4

Dec 31, 12:13 PM ET

BAER FRANK A III 4

4 · SUMMIT FINANCIAL GROUP INC · Filed Dec 31, 2009

Insider Transaction Report

Form 4
Period: 2009-12-30
SUMMIT FINANCIAL GROUP INCSMMF
BAER FRANK A III
Director
Transactions
  • Purchase

    Phantom Stock

    2009-12-30$3.95/sh+316.46$1,250→ 4,303.5 total
    Exercise: $0.00→ Common Stock (4,303.5 underlying)
Holdings

  • 8% Non-Cumulative Convertible Preferred Stock, Series 2009

    Exercise: $5.50From: 2010-03-01Exp: 2019-06-01→ Common Stock (10,909.086 underlying)
    60

  • Common Stock

    24,927

  • Common Stock

    (indirect: By Children)
    592
Footnotes (4)
  • [F1]Each share of phantom stock represents the economic equivalent of one share of Summit common stock.
  • [F2]Shares of phantom stock are payable only in cash following termination of the reporting person's service as a director of Summit.
  • [F3]The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
  • [F4]Acquired 316.46 shares of phantom stock through the Company's Director Deferral Plan.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4