JONES RODDY L 4
4 · CAPITAL BANK CORP · Filed Jan 4, 2010
Insider Transaction Report
Form 4
JONES RODDY L
Director
Transactions
- Exercise/Conversion
Common Stock
[F2][F1]2010-01-01+5,452→ 42,752 total(indirect: By Trust) - Exercise/Conversion
Phantom Stock Units
[F2]2010-01-01−5,452→ 0 totalFrom: 2010-01-01Exp: 2010-01-01→ Common Stock (5,452 underlying)
Holdings
- 2,436
Common Stock
- 1,200(indirect: By Spouse)
Common Stock
- 6,000(indirect: By Foundation)
Common Stock
- 2,000(indirect: By IRA)
Common Stock
- 6,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (6,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,500 underlying) - 4,679
Phantom Stock Units
[F2]From: 2011-01-27Exp: 2011-01-27→ Common Stock (4,679 underlying)
Footnotes (2)
- [F1]Robert L. Jones, Trustee
- [F2]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
Signature
Nancy A. Snow, by power of attorney|2010-01-04