RICKER CARL H JR 4
4 · CAPITAL BANK CORP · Filed Jan 4, 2010
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2010-01-01−8,562→ 0 totalFrom: 2010-01-01Exp: 2010-01-01→ Common Stock (8,562 underlying) - Exercise/Conversion
Common Stock
2010-01-01+8,562→ 475,772 total
Holdings
- 82(indirect: By IRA)
Common Stock
- 7,690
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (7,690 underlying) - 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying) - 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying)
Footnotes (2)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F2]Between 10/5/09 and the date of this report, the reporting person acquired 6,694 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.