4//SEC Filing
PATTERSON PEYTON R 4
Accession 0001140361-10-000963
CIK 0001264755other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:15 PM ET
Size
11.6 KB
Accession
0001140361-10-000963
Insider Transaction Report
Form 4
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2010-01-04$12.01/sh−39,838$478,454→ 187,250 total(indirect: By Stock Award)
Holdings
- 103,478
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (103,478 underlying) - 10,053(indirect: By 401(k))
Common Stock
- 23,049(indirect: ESOP SERP)
Common Stock
- 6,224
Common Stock - ESOP
- 1,890,300
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying) - 22,765(indirect: By Stock Award)
Common Stock
- 296,898
Common Stock
Footnotes (3)
- [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284321
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:15 PM ET
- Size
- 11.6 KB