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NEWALLIANCE BANCSHARES INC·4

Jan 6, 4:15 PM ET

PATTERSON PEYTON R 4

4 · NEWALLIANCE BANCSHARES INC · Filed Jan 6, 2010

Insider Transaction Report

Form 4
Period: 2010-01-04
NEWALLIANCE BANCSHARES INCNAL
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2010-01-04$12.01/sh−39,838$478,454→ 187,250 total(indirect: By Stock Award)
Holdings

  • Common Stock

    [F2]
    (indirect: By Stock Award)
    22,765

  • Common Stock

    296,898

  • Common Stock - ESOP

    6,224

  • Common Stock

    (indirect: By 401(k))
    10,053

  • Common Stock

    (indirect: ESOP SERP)
    23,049

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying)
    1,890,300

  • Stock Options

    [F3]
    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (103,478 underlying)
    103,478
Footnotes (3)
  • [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013
Signature
/s/ John J. Kiernan, Jr. by POA for Peyton R. Patterson|2010-01-06

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4