4//SEC Filing
CHAN K P 4
Accession 0001140361-10-000964
CIK 0001264755other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:16 PM ET
Size
13.5 KB
Accession
0001140361-10-000964
Insider Transaction Report
Form 4
CHAN K P
EVP / Chief Risk Officer
Transactions
- Tax Payment
Common Stock
2010-01-04$12.01/sh−3,878$46,575→ 17,500 total(indirect: By Stock Award)
Holdings
- 13,797
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (13,797 underlying) - 1,250
Stock Options
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying) - 43,942(indirect: By Spouse)
Common Stock
- 130,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying) - 2,020(indirect: DRIP)
Common Stock (DRIP)
- 958(indirect: ESOP - SERP)
Common Stock
- 413(indirect: By 401(k))
Common Stock
- 6,370
Common Stock - ESOP
- 3,035(indirect: By Stock Award)
Common Stock
Footnotes (3)
- [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284300
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:16 PM ET
- Size
- 13.5 KB