Cline Joe K 4
4 · ASTEC INDUSTRIES INC · Filed Jan 13, 2010
Insider Transaction Report
Form 4
Cline Joe K
President, Astec Underground
Transactions
- Award
Phantom Stock
2010-01-12$28.36/sh+63.852$1,811→ 663.381 total→ Common Stock (63.852 underlying)
Holdings
- 1,800
Common Stock
- 906.349(indirect: By 401(k))
Common Stock
- 10,000
Stock Options
Exercise: $14.50From: 2003-01-01Exp: 2012-01-01→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]Reported holding is Restricted Stock Units that convert into common stock on a one-for-one basis at a later date.
- [F2]Reported transaction is a quarterly contribution to the reporting person's SERP acccount that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
- [F3]Shares held in the reporting person's 401(k) account are based upon a plan statement dated January 13, 2010.