Tyson John E 4

Accession 0001140361-10-001968

CIK 0000842695other

View on SEC.gov Company Profile

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 7:37 PM ET

Size

26.1 KB

Accession

0001140361-10-001968

Insider Transaction Report

Form 4

Period: 2010-01-06

aVINCI MEDIA CORPAVMC

Tyson John E

Director10% Owner

Transactions

Other
Common Stock Warrants
2010-01-04+833,300→ 833,300 total
Exercise: $0.07From: 2010-01-04Exp: 2015-01-05→ Common Stock (833,300 underlying)
Award
Common Stock
2010-01-06$0.06/sh+100,000$6,000→ 18,371,829 total(indirect: See Footnote)
Other
Common Stock Warrants
2009-05-22+12,500→ 12,500 total
Exercise: $0.25From: 2009-05-22Exp: 2014-05-21→ Common Stock (12,500 underlying)
Other
Common Stock Options
2010-01-01−370,159→ 653,222 total(indirect: See footnote)
Exercise: $0.71Exp: 2009-12-31→ Common Stock (370,159 underlying)
Other
Common Stock Warrants
2010-01-14+2,083,250→ 2,520,750 total(indirect: See footnote)
Exercise: $0.07From: 2010-01-04Exp: 2015-01-05→ Common Stock (2,083,250 underlying)
Other
Series A Preferred Stock
2009-05-22+10,000→ 50,000 total
Exercise: $0.20From: 2009-05-22→ Common Stock (50,000 underlying)
Other
Secured Promissory Note
2010-01-04+1,666,667→ 1,666,667 total
Exercise: $0.06From: 2010-01-04Exp: 2011-12-31→ Common Stock (1,666,667 underlying)
Other
Secured Promissory Note
2010-01-04+4,166,667→ 5,916,667 total(indirect: See footnote)
Exercise: $0.06From: 2010-01-04Exp: 2011-12-31→ Common Stock (4,166,667 underlying)
Other
Common Stock Warrants
2009-07-01−949,350→ 949,350 total(indirect: See footnote)
Exercise: $0.53From: 2006-10-10Exp: 2009-07-01→ Common Stock (949,350 underlying)

Footnotes (10)

[F1]Includes (i) 158,323 shares owned of record by Mr. Tyson and (ii) 18,213,506 shares owned of record by Amerivon Investments LLC which is an affiliate of Mr. Tyson.
[F10]Amerivon Investments LLC holds these securities. Mr. Tyson is an affiliate of Amerivon Investments.
[F2]Series A Preferred Stock is convertible into common shares at the effective price of $0.20 per share at the election of the holder at any time.
[F3]Common Stock Warrants issued to purchasers of Series A Preferred Stock.
[F4]At the option of the Secured Promissory Note holder, the note holder may convert all or any portion of the outstanding principal balance and/or accrued but unpaid interest on the Note (in any amount) at any time into that number of the Company?s Series A convertible preferred stock or the most senior class of convertible preferred shares outstanding at the time of the conversion, that at such time would be convertible into the number of shares of Common Stock equal to the quotient of the amount of principal and/or accrued interest on the Note being converted divided by $0.06.
[F5]Common Stock Warrants received on January 4, 2010 were issued to purchasers of Secured Promissory Notes.
[F6]At the option of the Secured Promissory Note holder, the note holder may convert all or any portion of the outstanding principal balance and/or accrued but unpaid interest on the Note (in any amount) at any time into that number of the Company?s Series A convertible preferred stock or the most senior class of convertible preferred shares outstanding at the time of the conversion, that at such time would be convertible into the number of shares of Common Stock equal to the quotient of the amount of principal and/or accrued interest on the Note being converted divided by $0.06. The number of common stock equivalents beneficially owned following this transaction includes 1,750,000 shares of common stock issuable upon the conversion of currently outstanding Series A Preferred Stock.
[F7]Common Stock Warrants received on January 4, 2010 were issued to purchasers of Secured Promissory Notes. The number of Common Stock Warrants beneficially owned following this transaction includes 437,500 shares of common stock underlying currently exercisable warrants priced at $0.25 with an expiration date of 4/3/2014.
[F8]Common Stock Warrants expired unexercised as of 7/1/2009. The number of Common Stock Warrants beneficially owned following this transaction includes 437,500 shares of common stock underlying currently exercisable options priced at $0.25 with an expiration date of April 2, 2014.
[F9]Common Stock Options vesting requirements were not met as of 12/31/2009; accordingly, the options never vested. The number of Common Stock Options beneficially owned following this transaction includes 653,222 shares of common stock underlying currently exercisable options priced at $0.184 with an expiration date of December 31, 2012.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

aVINCI MEDIA CORP

CIK 0000842695

→

Entity typeother

Related Parties

filerCIK 0001436031

Filing Metadata

Form type: 4
Filed: Jan 14, 7:00 PM ET
Accepted: Jan 15, 7:37 PM ET
Size: 26.1 KB

View on SEC.gov