Home/Filings/5/0001140361-10-002181
5//SEC Filing

REED PRESLEY 5

Accession 0001140361-10-002181

CIK 0001367722other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 4:24 PM ET

Size

12.4 KB

Accession

0001140361-10-002181

Insider Transaction Report

Form 5
Period: 2009-12-31
REED PRESLEY
Director
Transactions
  • Other

    Common Stock

    2009-09-30+3,919,96020,472,504 total
Holdings
  • Warrants

    Exercise: $0.20Exp: 2014-09-22Common Stock (900,000 underlying)
    900,000
  • Stock Options

    Exercise: $0.18From: 2008-11-24Exp: 2013-11-24Common Stock (500,000 underlying)
    500,000
  • Warrants

    Exercise: $0.19From: 2009-09-22Exp: 2014-09-22Common Stock (6,153,840 underlying)
    6,153,840
  • Common Stock

    (indirect: By Trust)
    1,146,408
  • Stock Option

    Exercise: $0.25Exp: 2012-01-25Common Stock (100,000 underlying)
    100,000
Footnotes (4)
  • [F1]The Reporting Person's wife is the beneficiary of the trust.
  • [F2]On January 25, 2007 the Reporting Person was granted an incentive stock option under the Issuer's 2006 Option Plan to purchase 100,000 shares of common stock at an exercise price of $0.25 per share. The option is exercisable as to (i) 50,000 shares immediately upon date of grant; (ii) 25,000 on 1st anniversary of grant; and (iii) 25,000 on 2nd anniversary of date of grant. On September 8, 2009 the price was reset to $0.20.
  • [F3]Acquired on December 14, 2007 in connection with the private placement financing transaction with the Issuer. The warrants are exercisable at any time. On September 22, 2009, the exercise price was lowered to $0.20 and the expiration date was extended to September 22, 2014.
  • [F4]On September 30, 2009 Mr. Reed converted a note for $509,594.70 from the Issuer into 3,919,960 shares @ $0.13.

Documents

1 file

Issuer

SPICY PICKLE FRANCHISING INC

CIK 0001367722

Entity typeother

Related Parties

1
  • filerCIK 0001383860

Filing Metadata

Form type
5
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 4:24 PM ET
Size
12.4 KB