5//SEC Filing
Gutman Howard B. 5
Accession 0001140361-10-002298
CIK 0001013796other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 4:43 PM ET
Size
13.0 KB
Accession
0001140361-10-002298
Insider Transaction Report
Form 5
Gutman Howard B.
DirectorOther
Transactions
- Other
Common Stock, $.10 par value
2009-12-31+465→ 23,706 total - Other
Common Stock, $.10 par value
2009-12-31+41→ 2,121 total(indirect: By IRA) - Other
Common Stock, $.10 par value
2009-12-31+1,244→ 63,184 total(indirect: By LLC)
Holdings
- 63,185(indirect: By LLC)
Warrants
Exercise: $7.92From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (63,185 underlying) - 18,955
Warrants
Exercise: $7.92From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (18,955 underlying)
Footnotes (3)
- [F1]TIB Financial Corp. declared a 1% stock dividend payable to all holders of record of common stock on 6/30/09 and 9/30/09, respectively, which was distributed on 7/10/09 and 10/10/09, respectively. The reporting person acquired 231 shares and 234 shares, respectively on each distribution date. The traditional IRA acquired 20 shares and 21 shares, respectively on each distribution date. Premier Insurance, LLC acquired 619 shares and 625 shares, respectively, on each distribution date.
- [F2]The reporting person owns 23,706 shares and 18,955 warrants of which 19,462 shares and 18,955 warrants are held in joint tenancy with his wife, Rachel A. Gutman.
- [F3]The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
TIB FINANCIAL CORP.
CIK 0001013796
Entity typeother
Related Parties
1- filerCIK 0001430971
Filing Metadata
- Form type
- 5
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 4:43 PM ET
- Size
- 13.0 KB