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4//SEC Filing

HOLMES E CARMACK 4

Accession 0001140361-10-002346

CIK 0001095981other

View on SEC.gov Company Profile

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 8:22 PM ET

Size

32.5 KB

Accession

0001140361-10-002346

Insider Transaction Report

Form 4

Period: 2010-01-20

CYTORI THERAPEUTICS, INC.CYTX

HOLMES E CARMACK

Director

Transactions

Exercise/Conversion
Common Stock
2010-01-20$3.12/sh+10,000$31,200→ 22,472 total
Sale
Common Stock
2010-01-20$9.06/sh−2,200$19,932→ 11,172 total
Sale
Common Stock
2010-01-20$9.07/sh−2,300$20,861→ 8,872 total
Sale
Common Stock
2010-01-20$9.08/sh−1,300$11,804→ 7,472 total
Sale
Common Stock
2010-01-20$9.09/sh−500$4,545→ 6,972 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2010-01-20−10,000→ 205,000 total
Exercise: $3.47From: 2004-08-11Exp: 2013-08-11→ Common Stock (20,000 underlying)
Sale
Common Stock
2010-01-20$9.01/sh−1,000$9,010→ 17,572 total
Sale
Common Stock
2010-01-20$9.04/sh−800$7,232→ 16,772 total
Sale
Common Stock
2010-01-20$9.13/sh−1,300$11,869→ 4,472 total
Sale
Common Stock
2010-01-20$9.14/sh−1,500$13,710→ 2,972 total
Exercise/Conversion
Non-Qualified Stock Option
2010-01-20−10,000→ 195,000 total
Exercise: $3.12From: 2005-03-02Exp: 2015-02-02→ Common Stock (35,000 underlying)
Exercise/Conversion
Common Stock
2010-01-20$3.47/sh+10,000$34,700→ 12,472 total
Sale
Common Stock
2010-01-20$9.00/sh−3,900$35,100→ 18,572 total
Sale
Common Stock
2010-01-20$9.07/sh−100$907→ 8,772 total
Sale
Common Stock
2010-01-20$9.12/sh−800$7,296→ 5,772 total
Sale
Common Stock
2010-01-20$9.16/sh−500$4,580→ 2,472 total
Sale
Common Stock
2010-01-20$9.05/sh−3,400$30,770→ 13,372 total
Sale
Common Stock
2010-01-20$9.10/sh−400$3,640→ 6,572 total

Holdings

Common Stock
(indirect: By Trust)
15,161

Footnotes (4)

[F1]The exercise of stock options and sales of shares were executed pursuant to a Rule 10b5-1 Trading Plan.
[F2]These shares are held of record by E. Carmack Holmes & Carolyn K Holmes TTEE, Holmes Living Trust DD 05/15/92.
[F3]The option vests 1/48th each month after a one-year cliff from date of grant.
[F4]The options vest as to 1/48th each month from date of grant.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

CYTORI THERAPEUTICS, INC.

CIK 0001095981

Entity typeother

Related Parties

1

filerCIK 0001259720

Filing Metadata

Form type: 4
Filed: Jan 20, 7:00 PM ET
Accepted: Jan 21, 8:22 PM ET
Size: 32.5 KB

View on SEC.gov