Panther James B II 5
5 · Shrink Nanotechnologies, Inc. · Filed Jan 26, 2010
Insider Transaction Report
Form 5
Panther James B II
10% Owner
Transactions
- Small Acquisition
Common Stock
2009-03-24$1.02/sh+3,000$3,060→ 3,000 total(indirect: See Footnote 1) - Small Acquisition
Common Stock
2009-06-23$1.16/sh+1,000$1,164→ 1,000 total(indirect: See Footnote 1)
Footnotes (1)
- [F1]Indicates ownership by the Noctua Fund, L.P., an entity whose general partner, Noctua Fund Manager, LLC, is 50% controlled and indirectly beneficially owned by the Reporting Person. The Reporting Person is a minority Limited Partner of Noctua Fund, L.P. and, disclaims, as previously disclosed, 50% of all economic interest of securities beneficially owned or controlled by Noctua Fund Manager, LLC, the other 50% indirect beneficial owner of which is Mark L. Baum, a director and officer of the Issuer. Does not include other securities directly or indirectly held by the Reporting Person as previously disclosed.