PERRY DON W 4
4 · CAPITAL BANK CORP · Filed Jan 29, 2010
Insider Transaction Report
Form 4
PERRY DON W
Director
Transactions
- Award
Phantom Stock Units
2010-01-28$4.04/sh+2,659$10,742→ 7,792 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (2,659 underlying)
Holdings
- 8,058(indirect: By Spouse)
Common Stock
- 900(indirect: By Children)
Common Stock
- 44,265(indirect: By Affiliated Corporation)
Common Stock
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,500 underlying) - 29,177
Common Stock
- 900(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]Lee Brick & Tile Company - 4% owned by reporting person.
- [F2]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F3]Between 1/1/10 and the date of this report, the reporting person acquired 426 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
- [F4]Between 1/1/09 and the date of this report, the reporting person acquired 558 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.