RICKER CARL H JR 4
4 · CAPITAL BANK CORP · Filed Feb 1, 2010
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Award
Phantom Stock Units
2010-01-28$4.04/sh+4,277$17,279→ 11,967 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (4,277 underlying)
Holdings
- 476,200
Common Stock
- 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 82(indirect: By IRA)
Common Stock
- 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying)
Footnotes (2)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F2]Between 1/1/10 and the date of this report, the reporting person acquired 428 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.