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4//SEC Filing

RICKER CARL H JR 4

Accession 0001140361-10-003364

CIK 0001071992other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 2:15 PM ET

Size

11.1 KB

Accession

0001140361-10-003364

Insider Transaction Report

Form 4
Period: 2010-01-28
CAPITAL BANK CORPCBKN
RICKER CARL H JR
Director
Transactions
  • Award

    Phantom Stock Units

    2010-01-28$4.04/sh+4,277$17,279→ 11,967 total
    From: 2011-01-27Exp: 2011-01-27→ Common Stock (4,277 underlying)
Holdings

  • Common Stock

    476,200

  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
    3,250

  • Stock Option (Right to Buy)

    Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying)
    896

  • Common Stock

    (indirect: By IRA)
    82

  • Stock Option (Right to Buy)

    Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying)
    752
Footnotes (2)
  • [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
  • [F2]Between 1/1/10 and the date of this report, the reporting person acquired 428 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

→
Entity typeother

Related Parties

1
  • filerCIK 0001167265

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 2:15 PM ET
Size
11.1 KB
View on SEC.gov