ENERGY COMPOSITES Corp·5

Feb 11, 1:20 PM ET

MILLER JAMES FRANKLIN JR 5

5 · ENERGY COMPOSITES Corp · Filed Feb 11, 2010

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Other

    Common Stock

    2009-12-0740,0000 total(indirect: By LLC)
  • Other

    Warrants

    2009-12-0740,0000 total(indirect: By LLC)
    Exercise: $5.00From: 2008-08-06Exp: 2011-08-06Common Stock (40,000 underlying)
  • Other

    Warrants

    2009-12-07+30,68530,685 total
    Exercise: $5.00From: 2008-08-06Exp: 2011-08-06Common Stock (30,685 underlying)
  • Other

    Warrants

    2009-12-07+8,7678,767 total
    Exercise: $5.00From: 2008-11-07Exp: 2011-11-07Common Stock (8,767 underlying)
  • Other

    Common Stock

    2009-12-07+40,00050,000 total
  • Other

    Warrants

    2009-12-07+548548 total
    Exercise: $5.00From: 2008-12-15Exp: 2011-12-15Common Stock (548 underlying)
Footnotes (1)
  • [F1]ECC Investment Partners, LLC dissolved and distributed its assets, which were shares and warrants of Energy Composites Corporation, to its members. Mr. Miller, a member of ECC Investment Partners, LLC, had been attributed beneficial ownership of his pro rata share of the shares and warrants owned by ECC Investment Partners, LLC. With the distribution, the shares and warrants are now owned of record by him.

Documents

1 file
  • 5
    doc1.xmlPrimary

    FORM 5