Home/Filings/5/0001140361-10-005543
5//SEC Filing

MILLER JAMES FRANKLIN JR 5

Accession 0001140361-10-005543

CIK 0001119807other

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 1:20 PM ET

Size

16.0 KB

Accession

0001140361-10-005543

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Other

    Common Stock

    2009-12-0740,0000 total(indirect: By LLC)
  • Other

    Warrants

    2009-12-0740,0000 total(indirect: By LLC)
    Exercise: $5.00From: 2008-08-06Exp: 2011-08-06Common Stock (40,000 underlying)
  • Other

    Warrants

    2009-12-07+30,68530,685 total
    Exercise: $5.00From: 2008-08-06Exp: 2011-08-06Common Stock (30,685 underlying)
  • Other

    Warrants

    2009-12-07+8,7678,767 total
    Exercise: $5.00From: 2008-11-07Exp: 2011-11-07Common Stock (8,767 underlying)
  • Other

    Common Stock

    2009-12-07+40,00050,000 total
  • Other

    Warrants

    2009-12-07+548548 total
    Exercise: $5.00From: 2008-12-15Exp: 2011-12-15Common Stock (548 underlying)
Footnotes (1)
  • [F1]ECC Investment Partners, LLC dissolved and distributed its assets, which were shares and warrants of Energy Composites Corporation, to its members. Mr. Miller, a member of ECC Investment Partners, LLC, had been attributed beneficial ownership of his pro rata share of the shares and warrants owned by ECC Investment Partners, LLC. With the distribution, the shares and warrants are now owned of record by him.

Documents

1 file

Issuer

ENERGY COMPOSITES Corp

CIK 0001119807

Entity typeother

Related Parties

1
  • filerCIK 0001472339

Filing Metadata

Form type
5
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 1:20 PM ET
Size
16.0 KB