VAN MARIS VAN DYK PATRICK 4
4 · SOTHEBYS · Filed Feb 12, 2010
Insider Transaction Report
Form 4
SOTHEBYSBID
VAN MARIS VAN DYK PATRICK
Managing Director, Europe
Transactions
- Exercise/Conversion
Common Stock
2010-02-11+8,745→ 21,521 total - Tax Payment
Common Stock
2010-02-11−3,586→ 17,935 total - Exercise/Conversion
Restricted Stock Units
2010-02-11−8,745→ 26,236 total→ Common Stock (8,745 underlying)
Footnotes (5)
- [F1]Not Applicable
- [F2]Includes 9,980 shares of unvested restricted stock
- [F3]Granted pursuant to the Issuer?s Restricted Stock Unit Plan
- [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.