SOTHEBYS·4

Feb 12, 5:38 PM ET

Ching Kevin 4

4 · SOTHEBYS · Filed Feb 12, 2010

Insider Transaction Report

Form 4
Period: 2010-02-11
Ching Kevin
CEO, Asia
Transactions
  • Exercise/Conversion

    Common Stock

    2010-02-11+3,01553,773 total
  • Exercise/Conversion

    Restricted StockUnits

    2010-02-113,0159,048 total
    Common Stock (3,015 underlying)
Footnotes (5)
  • [F1]Not Applicable
  • [F2]Includes 14,611 shares of unvested restricted stock
  • [F3]Granted pursuant to the Issuer?s Restricted Stock Unit Plan
  • [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
  • [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4