4//SEC Filing
LEUSCHNER BRADLEY T 4
Accession 0001140361-10-006305
CIK 0000353567other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:03 AM ET
Size
19.6 KB
Accession
0001140361-10-006305
Insider Transaction Report
Form 4
ICO INCICOC
LEUSCHNER BRADLEY T
CFO & Treasurer
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy) (Common Stock)
2010-02-11+5,000→ 0 totalExercise: $1.45From: 2002-02-18Exp: 2012-02-18→ Common Stock (5,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy) (Common Stock)
2010-02-11+4,000→ 0 totalExercise: $3.03From: 2004-12-01Exp: 2014-12-01→ Common Stock (4,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy) (Common Stock)
2010-02-11+3,000→ 0 totalExercise: $3.03From: 2006-12-01Exp: 2014-12-01→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2010-02-11$3.03/sh+3,000$9,090→ 34,592 total - Exercise/Conversion
Common Stock
2010-02-11$1.45/sh+5,000$7,250→ 27,592 total - Exercise/Conversion
Common stock
2010-02-11$3.03/sh+4,000$12,120→ 31,592 total - Exercise/Conversion
Common Stock
2010-02-11$3.03/sh+3,000$9,090→ 37,592 total - Exercise/Conversion
Employee Stock Option (Right to Buy) Common Stock)
2010-02-11+3,000→ 0 totalExercise: $3.03From: 2005-12-01Exp: 2014-12-01→ Common Stock (3,000 underlying)
Holdings
- 15,493(indirect: By 401(k))
Common Stock - 401(k)
Footnotes (2)
- [F1]The total includes 20,462 restricted shares of issuer's common stock issued pursuant to the ICO, Inc. 2007 Equity Incentive Plan. 3,000 of these restricted shares will vest on August 13, 2010, 6,000 of these restricted shares will vest on January 11, 2011, and 11,462 of these restricted shares will vest on December 15, 2011, subject to forfeiture prior to vesting in accordance with the terms of the Restricted Stock Agreement pursuant to which such restricted shares were awarded.
- [F2]The number of shares listed on this form represents the reporting person's interest in equivalent shares held by the unitized stock fund in the Issuer's 401(k) savings plan ("Plan"). The unitized stock fund consists of the issuer's common stock (approximately 96% of the fund value) and cash or cash equivalents (approximately 4% of fund value). The amount of shares attributed to the reporting person as a Plan participant and expressed as equivalent shares may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's stock and the amount of cash in the fund.
Documents
Issuer
ICO INC
CIK 0000353567
Entity typeother
Related Parties
1- filerCIK 0001221707
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 9:03 AM ET
- Size
- 19.6 KB