Home/Filings/4/0001140361-10-012402
4//SEC Filing

Redmond Robert D 4

Accession 0001140361-10-012402

CIK 0000054681other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 6:29 PM ET

Size

16.4 KB

Accession

0001140361-10-012402

Insider Transaction Report

Form 4
Period: 2010-03-12
Redmond Robert D
VP Operations
Transactions
  • Award

    Stock Apprciation Rights

    2010-03-12$1.60/sh+15,000$24,00015,000 total
    Exercise: $1.60From: 2011-03-12Exp: 2020-03-12Common Stock (15,000 underlying)
Holdings
  • Option to purchase Common Stock

    Exercise: $1.00From: 2010-04-13Exp: 2019-04-13Common Stock (125,000 underlying)
    125,000
Footnotes (2)
  • [F1]Stock options vest evenly over three years; 1/3 vest on 4/13/10, 1/3 vest on 4/13/11 and 1/3 vest on 4/13/12.
  • [F2]Stock appreciation rights vest evenly over three years; 1/3 vest on 3/12/11, 1/3 vest on 3/12/12 and 1/3 vest on 3/12/13.

Issuer

KATY INDUSTRIES INC

CIK 0000054681

Entity typeother

Related Parties

1
  • filerCIK 0001462552

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 6:29 PM ET
Size
16.4 KB