4//SEC Filing
SHAFFER JAMES W 4
Accession 0001140361-10-012405
CIK 0000054681other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 6:31 PM ET
Size
7.1 KB
Accession
0001140361-10-012405
Insider Transaction Report
Form 4
KATY INDUSTRIES INCKATY.OB
SHAFFER JAMES W
VP, Treasurer and CFO
Transactions
- Award
Stock Appreciation Rights
2010-03-12$1.60/sh+20,000$32,000→ 20,000 totalExercise: $1.60From: 2011-03-12Exp: 2020-03-12→ Common Stock (20,000 underlying)
Holdings
- 125,000
Option to purchase Common Stock
Exercise: $1.16From: 2009-10-27Exp: 2018-10-27→ Common Stock (125,000 underlying)
Footnotes (2)
- [F1]Stock options vest evenly over three years; 1/3 vest on 10/27/09, 1/3 vest on 10/27/10 and 1/3 vest on 10/27/11.
- [F2]Stock appreciation rights vest evenly over three years; 1/3 vest on 3/12/11, 1/3 vest on 3/12/12 and 1/3 vest on 3/12/13.
Documents
Issuer
KATY INDUSTRIES INC
CIK 0000054681
Entity typeother
Related Parties
1- filerCIK 0001190585
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 6:31 PM ET
- Size
- 7.1 KB