4//SEC Filing
WORNOM SAMUEL J III 4
Accession 0001140361-10-013105
CIK 0001071992other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:46 PM ET
Size
13.4 KB
Accession
0001140361-10-013105
Insider Transaction Report
Form 4
WORNOM SAMUEL J III
Director
Transactions
- Purchase
Common Stock
2010-03-18$3.47/sh+34,600$120,062→ 34,600 total(indirect: By Affiliated Company)
Holdings
- 1,194(indirect: By Trust)
Common Stock
- 7,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying) - 1,194(indirect: By Trust)
Common Stock
- 4,553(indirect: By Partnership)
Common Stock
- 8,870
Phantom Stock Units
→ Common Stock (8,870 underlying) - 8,447
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (8,447 underlying) - 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - 103,377
Common Stock
Footnotes (4)
- [F1]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
- [F2]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
- [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F4]Cross Creek Associates - 26% owned by reporting person
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001204278
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 4:46 PM ET
- Size
- 13.4 KB