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4//SEC Filing

GOLDBERG MICHAEL H 4

Accession 0001140361-10-013106

CIK 0000018172other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:46 PM ET

Size

11.1 KB

Accession

0001140361-10-013106

Insider Transaction Report

Form 4
Period: 2010-03-18
GOLDBERG MICHAEL H
DirectorPresident & CEO
Transactions
  • Award

    Employee Stock Option

    2010-03-18+49,10049,100 total
    Exercise: $12.79From: 2013-03-18Exp: 2018-03-17Common Stock (49,100 underlying)
  • Award

    Restricted Stock Units

    2010-03-18+25,10025,100 total
    Common Stock (25,100 underlying)
  • Award

    Performance Share Unit

    2010-03-18+25,10025,100 total
    Common Stock (25,100 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. (the "Company").
  • [F2]The restricted stock units vest in full on December 31, 2012, provided the reporting person is employed by A. M. Castle & Co. on the vesting date.
  • [F3]Each performance share unit (PSU) represents a contingent right to receive one share of A. M. Castle & Co. common stock.
  • [F4]The grant amount of 25,100 PSUs assumes 100% vesting. Since payout for PSUs can range from 0% to 200%, the maximum number of shares that could vest and be distributed is 50,200.
  • [F5]The PSUs will vest on December 31, 2012, if the reporting person remains employed by the Company over the performance period and the Company determines that it achieved certain total shareholder return ("TSR") performance goals. The performance period begins on January 1, 2010 and ends December 31, 2012. Once vested, payout for PSU's can range from 0% to 200% based on the Company's relative TSR over the performance period as compared to a group of peer companies. TSR is measured generally as the increase or decrease in the market value of Company common stock including the reinvestment of dividends.

Documents

1 file

Issuer

CASTLE A M & CO

CIK 0000018172

Entity typeother

Related Parties

1
  • filerCIK 0001351437

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:46 PM ET
Size
11.1 KB