4//SEC Filing
GEFFEN DAVID 4
Accession 0001140361-10-013959
CIK 0001297401other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 3:21 PM ET
Size
11.9 KB
Accession
0001140361-10-013959
Insider Transaction Report
Form 4
GEFFEN DAVID
10% Owner
Transactions
- Gift
Class B Common Stock, par value $0.01 per share
2010-03-25+580,730→ 1,051,770 total→ Class A Common Stock (580,730 underlying)
Holdings
- 1,948,230(indirect: See Footnote)
Class B Common Stock, par value $0.01 per share
→ Class A Common Stock (1,051,770 underlying)
DG-DW, Inc.
10% Owner
Transactions
- Gift
Class B Common Stock, par value $0.01 per share
2010-03-25+580,730→ 1,051,770 total→ Class A Common Stock (580,730 underlying)
Holdings
- 1,948,230(indirect: See Footnote)
Class B Common Stock, par value $0.01 per share
→ Class A Common Stock (1,051,770 underlying)
DG-DW, L.P.
10% Owner
Transactions
- Gift
Class B Common Stock, par value $0.01 per share
2010-03-25+580,730→ 1,051,770 total→ Class A Common Stock (580,730 underlying)
Holdings
- 1,948,230(indirect: See Footnote)
Class B Common Stock, par value $0.01 per share
→ Class A Common Stock (1,051,770 underlying)
Footnotes (4)
- [F1]The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis. The Class B Common Stock is immediately convertible and does not expire.
- [F2]Represents a bona fide gift of common stock by the Reporting Person. In connection with such gift, shares of Class B Common Stock were converted into Class A Common Stock prior to delivery to the donee.
- [F3]Includes shares distributed from DG-DW, L.P. pro rata and without consideration.
- [F4]The reported securities are owned directly by DG-DW, L.P. and DG-DW, Inc., the general partner of DG-DW, L.P., and indirectly by David Geffen, as the President of DG-DW, Inc. David Geffen disclaims beneficial ownership of the shares held by DG-DW, L.P. and DG-DW, Inc., except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 for any other purpose.
Documents
Issuer
DreamWorks Animation SKG, Inc.
CIK 0001297401
Entity typeother
Related Parties
1- filerCIK 0001107033
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 3:21 PM ET
- Size
- 11.9 KB