4//SEC Filing
HOLLY DAVID R 4
Accession 0001140361-10-016864
CIK 0000912093other
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 3:16 PM ET
Size
20.2 KB
Accession
0001140361-10-016864
Insider Transaction Report
Form 4
HOLLY DAVID R
EVP & Pres., CommTest
Transactions
- Sale
Common Stock
2010-04-16$13.31/sh−11,196$149,039→ 0 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2010-04-15−33,333→ 66,667 totalExercise: $4.11From: 2010-04-15Exp: 2017-04-15→ Common Stock (33,333 underlying) - Exercise/Conversion
Restricted Stock Unit
2010-04-15−16,666→ 33,334 totalExercise: $0.00From: 2010-04-15→ Common Stock (16,666 underlying) - Exercise/Conversion
Common Stock
2010-04-15+16,666→ 16,666 total - Tax Payment
Common Stock
2010-04-15$13.74/sh−5,470$75,158→ 11,196 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2010-04-15−16,666→ 33,334 totalExercise: $4.11From: 2010-04-15Exp: 2017-04-15→ Common Stock (16,666 underlying) - Exercise/Conversion
Common Stock
2010-04-15$4.11/sh+33,333$136,999→ 49,999 total - Sale
Common Stock
2010-04-15$13.68/sh−49,999$684,006→ 0 total - Exercise/Conversion
Common Stock
2010-04-15$4.11/sh+16,666$68,497→ 16,666 total
Footnotes (6)
- [F1]Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- [F2]Each unit converts upon vesting into one share of common stock.
- [F3]These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- [F4]Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.365 to $13.95, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.58, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
Documents
Issuer
JDS UNIPHASE CORP /CA/
CIK 0000912093
Entity typeother
Related Parties
1- filerCIK 0001461254
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 3:16 PM ET
- Size
- 20.2 KB