Berman Marc Ethan 4

4 · RiskMetrics Group Inc · Filed Apr 26, 2010

Form 4

Period: 2010-04-22

DirectorChief Executive Officer10% Owner

Transactions

Exercise/Conversion
Stock Options (Right to Buy)
2010-04-22−62,500→ 0 total
Exercise: $4.80Exp: 2014-12-31→ Common Stock (62,500 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-04-22−500→ 0 total
Exercise: $17.50From: 2008-01-24Exp: 2018-01-24→ Common Stock (500 underlying)
Gift
Common Stock, Par Value $0.01
2010-03-16−1,400,000→ 3,576,960 total
Exercise/Conversion
Common Stock, Par Value $0.01
2010-04-22$2.00/sh+125,000$250,000→ 3,701,960 total
Exercise/Conversion
Common Stock, Par Value $0.01
2010-04-22$4.80/sh+62,500$300,000→ 5,139,460 total
Exercise/Conversion
Common Stock, Par Value $0.01
2010-04-22$2.00/sh+125,000$250,000→ 3,826,960 total
Exercise/Conversion
Stock Options (Right to Buy)
2010-04-22−125,000→ 0 total
Exercise: $2.00From: 2005-12-31Exp: 2012-12-31→ Common Stock (125,000 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2010-04-22−1,250,000→ 0 total
Exercise: $2.00Exp: 2012-12-31→ Common Stock (1,250,000 underlying)
Exercise/Conversion
Common Stock, Par Value $0.01
2010-04-22$17.50/sh+500$8,750→ 5,139,960 total
Exercise/Conversion
Common Stock, Par Value $0.01
2010-04-22$2.00/sh+1,250,000$2,500,000→ 5,076,960 total
Exercise/Conversion
Stock Options (Right to Buy)
2010-04-22−125,000→ 0 total
Exercise: $2.00From: 2004-12-31Exp: 2011-12-31→ Common Stock (125,000 underlying)

Holdings

Footnotes (4)

[F1]This transaction reflects a gift of securities by the reporting person to a charitable organization.
[F2]Includes 977,100 shares held in an irrevocable trust for the benefit of the reporting person's children created on August 18, 2000. The reporting person's wife and father are the trustees of the irrevocable trust. Also includes an aggregate of 4,200 shares of common stock held in irrevocable trusts established for the benefit of the reporting person's children on December 20, 2007. The reporting person's father is the trustee of each of the irrevocable trusts.
[F3]Options granted on December 31, 2002, all of which vested on or prior to December 31, 2006.
[F4]Options granted on December 31, 2004, all of which vested on or prior to December 31, 2008.

Documents

1 file