4//SEC Filing
Shi Mingsheng 4
Accession 0001140361-10-017878
CIK 0000320017other
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 7:29 PM ET
Size
8.0 KB
Accession
0001140361-10-017878
Insider Transaction Report
Form 4
Shi Mingsheng
10% Owner
Transactions
- Other
Common Stock, par value $0.001 per share
2009-12-28+175,000→ 175,000 total - Other
Common Stock, par value $0.001 per share
2009-12-28+203,338→ 3,250,770 total(indirect: By corporation)
Footnotes (2)
- [F1]Upon the achievement of certain business milestones, (i) 175,000 shares of common stock, par value $0.001 per share ("Common Stock"), were issued to the reporting person and (ii) 203,338 shares of Common Stock were issued to Fullbright Finance Limited, a corporation organized under the laws of the British Virgin Islands ("Fullbright").
- [F2]The reporting person and Madam Jian Zhang are the principal shareholders of Fullbright and, as a result, the reporting person and Madam Zhang possess shared power to vote and to dispose of the securities of the Company held by Fullbright. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the reporting person is deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in Fullbright, if any.
Documents
Issuer
NeoStem, Inc.
CIK 0000320017
Entity typeother
Related Parties
1- filerCIK 0001394432
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 7:29 PM ET
- Size
- 8.0 KB