Zhang Jian M 4
4 · NeoStem, Inc. · Filed Apr 28, 2010
Insider Transaction Report
Form 4
Zhang Jian M
See Remarks10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2009-12-28+175,000→ 175,000 total - Other
Common Stock, par value $0.001 per share
2009-12-28+203,338→ 3,250,770 total(indirect: By corporation)
Footnotes (2)
- [F1]Upon the achievement of certain business milestones, (i) 175,000 shares of common stock, par value $0.001 per share ("Common Stock"), were issued to the reporting person and (ii) 203,338 shares of Common Stock were issued to Fullbright Finance Limited, a corporation organized under the laws of the British Virgin Islands ("Fullbright").
- [F2]The reporting person and Mr. Shi Mingsheng are the principal shareholders of Fullbright and, as a result, the reporting person and Mr. Shi possess shared power to vote and to dispose of the securities of the Company held by Fullbright. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the reporting person is deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of her pecuniary interest in Fullbright, if any.