Earnings Feed
Start Free
Home/Filings/5/A/0001140361-10-017933
5/A//SEC Filing

BONANNO RAYMOND J 5/A

Accession 0001140361-10-017933

CIK 0001367722other
View on SEC.govCompany Profile

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 12:45 PM ET

Size

16.8 KB

Accession

0001140361-10-017933

Insider Transaction Report

Form 5/AAmended
Period: 2009-12-31
SPICY PICKLE FRANCHISING INCSPKL
BONANNO RAYMOND J
Director
Transactions
  • Other

    Convertible note due 1/31/12

    2009-09-30+2,366,591→ 2,366,591 total
    Exercise: $0.13From: 2009-09-30Exp: 2012-01-31→ Common Stock (2,366,591 underlying)
  • Other

    Convertible note due 1/31/12

    2009-09-30+153,828→ 153,828 total
    From: 2009-09-30→ Warrants (153,828 underlying)
Holdings

  • Warrants

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWROS)
    Exercise: $0.19From: 2009-09-22Exp: 2014-09-22→ Common Stock (769,230 underlying)
    769,230

  • Common Stock

    (indirect: By Partnership)
    2,293,045

  • Common Stock

    (indirect: Raymon J. BonAnno and Joan E. BonAnno JTWROS)
    1,808,489

  • Warrants

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWOS)
    Exercise: $0.20Exp: 2014-09-22→ Common Stock (90,000 underlying)
    90,000

  • Stock Options

    Exercise: $0.20Exp: 2012-01-25→ Common Stock (100,000 underlying)
    100,000

  • Stock Options

    Exercise: $0.18From: 2008-11-24Exp: 2013-11-24→ Common Stock (500,000 underlying)
    500,000
Footnotes (4)
  • [F1]On January 25, 2007, the Reporting Person was granted an incentive stock option under the Issuer's 2006 Option Plan to purchase 100,000 shares of common stock originally at an exercise price of $0.25 per share. The options are exercisable as to (i) 50,000 shares immediately upon date of grant; (ii) 25,000 on the 1st anniversary of date of grant; and (iii) 25,000 on the 2nd anniversary of date of grant.
  • [F2]Price of options was reset to $0.20 on September 8, 2009.
  • [F3]Acquired on December 14, 2007 in connection with a private placement financing transaction. The warrants are exercisable at any time, at the holder's election. On September 22, 2009, the exercise price was lowered to $0.20 and the expiration date was extended to September 22, 2014.
  • [F4]On September 30, 2009, Mr. BonAnno was issued a convertible note for $307,656.89 from the Issuer. The note is convertible at any time into shares at the rate of $0.13 per share. In addition, for every $2.00 converted, Mr. BonAnno will receive a warrant to purchase one share of common stock with the exercise price to be 120% of the average of the volume weighted average prices for the 10 trading days preceeding conversion.

Documents

1 file

Issuer

SPICY PICKLE FRANCHISING INC

CIK 0001367722

→
Entity typeother

Related Parties

1
  • filerCIK 0001383732

Filing Metadata

Form type
5/A
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 12:45 PM ET
Size
16.8 KB
View on SEC.gov