4//SEC Filing
Dumouchel Mark 4
Accession 0001140361-10-019909
CIK 0000884647other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 5:40 PM ET
Size
18.1 KB
Accession
0001140361-10-019909
Insider Transaction Report
Form 4
Dumouchel Mark
DirectorPresident & CEO
Transactions
- Exercise of In-Money
Stock Option (right to buy)
2010-05-03−8,000→ 4,000 totalExercise: $1.49Exp: 2018-02-03→ Common Stock (8,000 underlying) - Exercise of In-Money
Stock Option (right to buy)
2010-05-03−12,000→ 0 totalExercise: $1.49From: 2009-02-04Exp: 2018-02-03→ Common Stock (12,000 underlying) - Conversion
Convertible Note
2010-02-22→ 0 totalExercise: $1.84From: 2009-02-04Exp: 2011-02-04→ Common Stock (163,044 underlying) - Conversion
Common Stock
2010-02-22$1.84/sh+163,044$300,001→ 282,610 total - Conversion
Common Stock
2010-02-22$1.84/sh+43,600$80,224→ 326,210 total - Exercise of In-Money
Common Stock
2010-05-03$1.49/sh+8,000$11,920→ 334,210 total - Exercise of In-Money
Common Stock
2010-05-03$1.49/sh+12,000$17,880→ 346,210 total - Conversion
Series 2 Class B Preferred Stock
2010-02-22−400→ 0 totalExercise: $1.84→ Common Stock (43,600 underlying)
Footnotes (3)
- [F1]The Series 2 Class B Preferred Stock is convertible at the option of the shareholder in the event of a merger or sale of Nyer Medical Group, Inc., or on or after February 4, 2011.
- [F2]The Series 2 Class B Preferred Stock is subject to mandatory conversion on or after February 4, 2011, so long as there are no events of default existing under certain of the Company's indebtedness and there is an effective resale registration statement filed with respect to the shares of common stock to be issued upon conversion.
- [F3]Options for 2,000 shares are exercisable on each of 06/30/2008, 12/31/2008, 06/30/2009, 12/31/2009, 06/30/2010 and 12/31/2010.
Documents
Issuer
NYER MEDICAL GROUP INC
CIK 0000884647
Entity typeother
Related Parties
1- filerCIK 0001422229
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 5:40 PM ET
- Size
- 18.1 KB