4/A//SEC Filing
Clark John Smith II 4/A
Accession 0001140361-10-019976
CIK 0001211583other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 11:40 AM ET
Size
14.4 KB
Accession
0001140361-10-019976
Insider Transaction Report
Form 4/AAmended
Southpoint GP, LP
10% Owner
Transactions
- Other
Common Stock Warrants (right to buy)
2010-02-21−0→ 0 total(indirect: See Footnotes)Exp: 2010-02-21→ Common Stock (20,752,000 underlying)
Southpoint GP, LLC
10% Owner
Transactions
- Other
Common Stock Warrants (right to buy)
2010-02-21−0→ 0 total(indirect: See Footnotes)Exp: 2010-02-21→ Common Stock (20,752,000 underlying)
Southpoint Capital Advisors LP
10% Owner
Transactions
- Other
Common Stock Warrants (right to buy)
2010-02-21−0→ 0 total(indirect: See Footnotes)Exp: 2010-02-21→ Common Stock (20,752,000 underlying)
Southpoint Capital Advisors LLC
10% Owner
Transactions
- Other
Common Stock Warrants (right to buy)
2010-02-21−0→ 0 total(indirect: See Footnotes)Exp: 2010-02-21→ Common Stock (20,752,000 underlying)
Clark John Smith II
10% Owner
Transactions
- Other
Common Stock Warrants (right to buy)
2010-02-21−0→ 0 total(indirect: See Footnotes)Exp: 2010-02-21→ Common Stock (20,752,000 underlying)
Footnotes (3)
- [F1]On February 23, 2010 the reporting persons filed a Form 4, which was incorrectly designated as a Form 4/A, to report the expiration on February 21, 2010 of warrants to purchase 20,752,000 shares of common stock issued by Adherex Technologies Inc. The expiration of the warrants was exempted by Rules 16b-6(d) and 16a-4(d), and such filing was voluntary, since none of the reporting persons received any value as a result of the expiration of the warrants.
- [F2]Southpoint Capital Advisors LP, and its general partner Southpoint Capital Advisors LLC, held the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, Southpoint Master Fund, LP and Southpoint Offshore Fund, Ltd., for which Southpoint Capital Advisors LP serves as investment manager. Southpoint GP, LP, and its general partner Southpoint GP, LLC, held the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, and Southpoint Master Fund, LP, of which Southpoint GP, LP is the general partner. John S. Clark II reports the securities held indirectly by Southpoint GP, LLC and Southpoint Capital Advisors LLC as the manager of each.
- [F3]Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person was the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
ADHEREX TECHNOLOGIES INC
CIK 0001211583
Entity typeother
Related Parties
1- filerCIK 0001378379
Filing Metadata
- Form type
- 4/A
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 11:40 AM ET
- Size
- 14.4 KB