Home/Filings/4/0001140361-10-019977
4//SEC Filing

Clark John Smith II 4

Accession 0001140361-10-019977

CIK 0001211583other

Filed

May 9, 8:00 PM ET

Accepted

May 10, 11:42 AM ET

Size

15.8 KB

Accession

0001140361-10-019977

Insider Transaction Report

Form 4
Period: 2010-04-30
Transactions
  • Purchase

    Common Stock

    2010-04-30+200,000,000241,504,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock Warrants (right to buy)

    2010-04-30+200,000,000200,000,000 total(indirect: See Footnotes)
    Exercise: $0.08From: 2010-10-30Exp: 2015-04-30Common Stock (200,000,000 underlying)
Transactions
  • Purchase

    Common Stock

    2010-04-30+200,000,000241,504,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock Warrants (right to buy)

    2010-04-30+200,000,000200,000,000 total(indirect: See Footnotes)
    Exercise: $0.08From: 2010-10-30Exp: 2015-04-30Common Stock (200,000,000 underlying)
Transactions
  • Purchase

    Common Stock

    2010-04-30+200,000,000241,504,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock Warrants (right to buy)

    2010-04-30+200,000,000200,000,000 total(indirect: See Footnotes)
    Exercise: $0.08From: 2010-10-30Exp: 2015-04-30Common Stock (200,000,000 underlying)
Transactions
  • Purchase

    Common Stock

    2010-04-30+200,000,000241,504,000 total(indirect: See Footnotes)
  • Purchase

    Common Stock Warrants (right to buy)

    2010-04-30+200,000,000200,000,000 total(indirect: See Footnotes)
    Exercise: $0.08From: 2010-10-30Exp: 2015-04-30Common Stock (200,000,000 underlying)
Transactions
  • Purchase

    Common Stock Warrants (right to buy)

    2010-04-30+200,000,000200,000,000 total(indirect: See Footnotes)
    Exercise: $0.08From: 2010-10-30Exp: 2015-04-30Common Stock (200,000,000 underlying)
  • Purchase

    Common Stock

    2010-04-30+200,000,000241,504,000 total(indirect: See Footnotes)
Footnotes (4)
  • [F1]The reported securities are included within 200,000,000 units purchased by the reporting persons for CDN$0.03 per unit. Each unit consists of one share of common stock of Adherex Technologies Inc., and one warrant to purchase one share of common stock of Adherex Technologies Inc.
  • [F2]Southpoint Capital Advisors LP, and its general partner Southpoint Capital Advisors LLC, hold the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, Southpoint Master Fund, LP and Southpoint Offshore Fund, Ltd., for which Southpoint Capital Advisors LP serves as investment manager. Southpoint GP, LP, and its general partner Southpoint GP, LLC, hold the reported securities indirectly on behalf of Southpoint Fund LP, Southpoint Qualified Fund LP, and Southpoint Master Fund, LP, of which Southpoint GP, LP is the general partner. John S. Clark II reports the securities held indirectly by Southpoint GP, LLC and Southpoint Capital Advisors LLC as the manager of each.
  • [F3]Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]The exercise price of the warrants reported is listed in Canadian Dollars.

Documents

1 file

Issuer

ADHEREX TECHNOLOGIES INC

CIK 0001211583

Entity typeother

Related Parties

1
  • filerCIK 0001378379

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 11:42 AM ET
Size
15.8 KB