13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BAM Management, LLC Address: 44 Wall Street, Suite 1603 New York, NY 10005 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Hal Mintz Title: Managing Member Phone: (646) 307-4500 Signature, Place, and Date of Signing: /s/ Hal Mintz New York, NY 5/13/2010 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Please note that in previous 13F filings for this manager, securities managed by BAM Management, LLC on behalf of a particular pooled investment vehicle were included in this manager's holdings reports. Such holdings are now reported in the holdings report of BAM Capital, LLC. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28-11852 BAM Capital, LLC --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: $ 15,462 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13503 Ross Berman ---- -------------------- ---------------------------------------------------- 2. 028-13502 Hal Mintz ---- -------------------- ---------------------------------------------------- Notes on Information Table: (1) Information provided in Column 2 refers in each case to the underlying instrument. (2) Number of shares provided in Column 5 refers, in the case of options, to the number of shares underlying the options. (3) Voting authority in Column 8 refers, in the case of options, to the number of shares underlying the options. It should be noted that unexercised options, and exercised put options, confer no voting authority.

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------- -------~~-------~~ --------- -------- ------------------ ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------- -------~~-------~~ --------- -------- --------- --- ---- ---------- -------- ---- --------- ---- ~~AGNICO-EAGLE~~ABERCROMBIE ~~MINES~~& ~~LTD~~FITCH ~~COM~~CO ~~008474108~~CL 1A 12002896207 317 93,000 CALL DEFINED 1,2 0 1293,000 0 ~~AMERICAN~~ACORDA ~~INTERNATIONAL~~THERAPEUTICS ~~GROUP~~ INC COM ~~026874784~~00484M106 40104 4620,000 ~~CALL~~PUT DEFINED 1,2 0 4620,000 0 ~~AMERICAN~~ALCON ~~INTERNATIONAL GROUP~~ INC COM ~~026874784~~SHS H01301102 245 1,~~781~~517 ~~59,422~~ SH DEFINED 1,2 0 591,~~422~~517 0 ~~AMERICAN~~ALCON ~~INTERNATIONAL GROUP~~ INC COM ~~026874784~~SHS ~~1,359~~H01301102 8986 31,~~800~~200 PUT DEFINED 1,2 0 8931,~~800~~200 0 ~~ANTIGENICS~~AMAG PHARMACEUTICALS INC ~~DEL~~ COM ~~COM~~00163U106 ~~037032109~~8 ~~202 965~~8,~~412~~000 SHCALL DEFINED 1,2 0 ~~965~~8,~~412~~000 0 ~~BIOSANTE~~AMAG PHARMACEUTICALS INC COM ~~NEW~~00163U106 ~~COM~~23 ~~09065V203 0 11~~8,~~700~~000 ~~CALL~~PUT DEFINED 1,2 0 118,~~700~~000 0 ~~CELL~~AMAZON ~~THERAPEUTICS~~COM INC COM NO023135106 ~~PAR~~358 ~~COM 150934503 229 3~~38,~~379,500~~400 CALL DEFINED 1,2 0 338,~~379,500~~400 0 ~~CELL~~AMAZON ~~THERAPEUTICS~~COM INC COM NO023135106 ~~PAR~~13 ~~COM 150934503 220 369~~16,~~400~~300 PUT DEFINED 1,2 0 ~~369~~16,~~400~~300 0 ~~CEL-SCI~~AMERICAN ~~CORP~~INTL ~~COM~~GROUP ~~NEW~~INC COM ~~150837409~~NEW ~~952~~026874784 114 7,~~057,663~~000 SHCALL DEFINED 1,2 0 17,~~057,663~~000 0 ~~CON-WAY~~AMERICAN INTL GROUP INC COM ~~205944101~~NEW 40026874784 33200 5,~~400~~844 ~~CALL~~SH DEFINED 1,2 0 335,~~400~~844 0 ~~CON-WAY~~AMERICAN INTL GROUP INC COM ~~205944101~~NEW 68026874784 1688 24,~~700~~000 PUT DEFINED 1,2 0 1624,~~700~~000 0 ~~E*TRADE~~APPLE ~~FINANCIAL~~INC ~~CORP~~ COM ~~269246104~~037833100 30614 ~~397~~47,~~900~~200 CALL DEFINED 1,2 0 ~~397~~47,~~900~~200 0 ~~E*TRADE~~BAIDU ~~FINANCIAL~~INC ~~CORP~~SPON ~~COM~~ADR ~~269246104~~REP 97A 54056752108 124 6,~~877~~100 SHCALL DEFINED 1,2 0 546,~~877~~100 0 ~~E*TRADE~~BAIDU ~~FINANCIAL~~INC ~~CORP~~SPON ~~COM~~ADR ~~269246104~~REP A 056752108 1,295 ~~186~~2,~~000~~169 ~~PUT~~SH DEFINED 1,2 0 ~~186~~2,~~000~~169 0 ~~ELAN~~BAIDU ~~CORP~~INC ~~PLC~~SPON ADR ~~284131208~~REP 68A 75056752108 166 16,~~300~~600 ~~CALL~~PUT DEFINED 1,2 0 7516,~~300~~600 0 ~~ENSCO~~BERKSHIRE ~~INTERNATIONAL~~HATHAWAY ~~PLC~~INC ~~COM~~DEL ~~26874Q100~~CL ~~556~~B NEW 084670702 49 13,~~913~~300 SHCALL DEFINED 1,2 0 13,~~913~~300 0 ~~ENSCO~~BERKSHIRE ~~INTERNATIONAL~~HATHAWAY ~~PLC~~INC ~~COM~~DEL ~~26874Q100~~CL ~~483~~B ~~178~~NEW 084670702 2,~~400~~637 ~~PUT~~32,452 SH DEFINED 1,2 0 ~~178~~32,~~400~~452 0 ~~FORD~~BERKSHIRE ~~MOTOR~~HATHAWAY COINC ~~COM~~DEL ~~345370860~~CL 29B 18NEW 084670702 44 25,~~600~~000 ~~CALL~~PUT DEFINED 1,2 0 1825,~~600~~000 0 ~~FORD~~BROCADE ~~MOTOR~~COMMUNICATIONS COSYS I COM ~~345370860~~NEW 0111621306 315 41,~~100~~900 ~~PUT~~CALL DEFINED 1,2 0 341,~~100~~900 0 ~~GENWORTH~~BROCADE ~~FINANCIAL~~COMMUNICATIONS ~~INC~~SYS I COM ~~37247D106~~NEW 1111621306 4751 9,~~700~~000 ~~PUT~~SH DEFINED 1,2 0 479,~~700~~000 0 ~~GREEN~~BROCADE ~~MOUNTAIN~~COMMUNICATIONS ~~COFFEE~~SYS ~~ROASTERS~~I ~~INC~~ COM ~~393122106~~NEW 71111621306 168 24,~~700~~400 ~~CALL~~PUT DEFINED 1,2 0 1624,~~700~~400 0 ~~HANA~~CATERPILLAR ~~BIOSCIENCES~~ INC ~~COM~~DEL COM ~~40963P105~~149123101 ~~570~~115 340,000~~,000~~ SHCALL DEFINED 1,2 0 340,000~~,000~~ 0 ~~HARTFORD~~CELL ~~FINANCIAL~~THERAPEUTICS ~~SERVICES GROUP~~ INC COM ~~416515104~~NO 13PAR 59150934503 204 3,~~800~~146,200 CALL DEFINED 1,2 0 593,~~800~~146,200 0 ~~HECLA~~CELL ~~MNG~~THERAPEUTICS COINC COM ~~COM~~NO ~~422704106~~PAR 21150934503 171,~~700~~324 ~~PUT~~2,447,816 SH DEFINED 1,2 0 172,~~700~~447,816 0 ~~HUMAN~~CELL ~~GENOME~~THERAPEUTICS ~~SCIENCES~~ INC COM ~~444903108~~NO 21PAR 22150934503 1,~~500~~722 ~~CALL~~3,027,000 PUT DEFINED 1,2 0 223,~~500~~027,000 0 ~~HUMAN~~CF ~~GENOME~~INDS ~~SCIENCES~~HLDGS INC COM ~~444903108~~125269100 10 2215,~~500~~000 ~~PUT~~CALL DEFINED 1,2 0 2215,~~500~~000 0 ~~ISHARES~~CON-WAY ~~SILVER~~INC ~~TRUST~~COM ~~ISHARES~~205944101 ~~46428Q109~~37 ~~4 278~~25,~~400~~800 CALL DEFINED 1,2 0 ~~278~~25,~~400~~800 0 ~~MCAFEE~~CON-WAY INC COM ~~579064106~~205944101 3233 2542,~~200~~000 ~~CALL~~PUT DEFINED 1,2 0 2542,~~200~~000 0 ~~MEDIVATION~~CREE INC COM ~~58501N101~~225447101 ~~1,295~~51 9737,~~800~~400 CALL DEFINED 1,2 0 9737,~~800~~400 0 ~~MEDIVATION~~CREE INC COM ~~58501N101~~225447101 ~~192~~4 ~~117~~18,700 PUT DEFINED 1,2 0 ~~117~~18,700 0 ~~MGM~~CTRIP ~~MIRAGE~~ COM ~~552953101~~INTL 2LTD 48AMERICAN DEP SHS 22943F100 35 14,~~000~~500 CALL DEFINED 1,2 0 4814,~~000~~500 0 ~~MICRON~~CTRIP ~~TECHNOLOGY~~COM ~~INC~~INTL ~~COM~~LTD ~~595112103~~AMERICAN ~~120~~DEP ~~122~~SHS 22943F100 21 6,~~600~~800 ~~CALL~~PUT DEFINED 1,2 0 ~~122~~6,~~600~~800 0 ~~MOTOROLA~~DENDREON ~~INC~~CORP COM ~~620076109~~24823Q107 24 ~~39,100~~107 ~~CALL~~SH DEFINED 1,2 0 ~~39,100~~107 0 ~~OCULUS~~DENDREON ~~INNOVATIVE~~CORP ~~SCIENCES I~~ COM ~~COM~~24823Q107 ~~67575P108~~256 ~~60 26~~63,~~100~~900 PUT DEFINED 1,2 0 2663,~~100~~900 0 ~~ONCOTHYREON~~E ~~INC~~TRADE ~~COM~~FINANCIAL CORP COM ~~682324108~~269246104 ~~155~~19 ~~138~~337,~~200~~500 ~~PUT~~CALL DEFINED 1,2 0 ~~138~~337,~~200~~500 0 ~~PALM~~E ~~INC~~TRADE FINANCIAL CORP COM ~~696643105~~269246104 135 4921,~~300~~160 ~~CALL~~SH DEFINED 1,2 0 4921,~~300~~160 0 ~~PALM~~ELAN ~~INC~~PLC ~~COM~~ADR ~~696643105~~284131208 353 31100,300 ~~PUT~~CALL DEFINED 1,2 0 31100,300 0 ~~POTASH~~FIRST ~~CORP~~SOLAR ~~OF SASKATCHEWAN~~ INC COM ~~73755L107~~336433107 3126 1529,~~000~~900 ~~CALL~~PUT DEFINED 1,2 0 1529,~~000~~900 0 ~~POTASH~~GREEN ~~CORP~~MTN OFCOFFEE ~~SASKATCHEWAN~~ROASTERS ~~INC~~IN COM ~~73755L107~~393122106 ~~238~~185 7218,~~000~~300 ~~PUT~~CALL DEFINED 1,2 0 7218,~~000~~300 0 ~~PRANA~~GREEN ~~BIOTECHNOLOGY~~MTN ~~LTD~~COFFEE ~~SPONSORED~~ROASTERS ~~ADR~~IN ~~739727105~~COM 52393122106 ~~768~~165 38,~~288~~400 SHPUT DEFINED 1,2 0 ~~768~~38,~~288~~400 0 ~~RAMBUS~~HECLA ~~INC~~MNG CO COM ~~750917106~~422704106 ~~409~~969 ~~141~~1,~~100~~543,200 ~~CALL~~PUT DEFINED 1,2 0 ~~141~~1,~~100~~543,200 0 ~~RAMBUS~~HEMISPHERX BIOPHARMA INC COM ~~750917106~~42366C103 ~~114~~74 ~~147~~100,~~300~~000 ~~PUT~~SH DEFINED 1,2 0 ~~147~~100,~~300~~000 0 ~~REXAHN~~INTERMUNE ~~PHARMACEUTICALS~~ INC COM ~~COM~~45884X103 ~~761640101~~788 ~~995 1~~77,~~381,841~~100 SHCALL DEFINED 1,2 0 177,~~381,841~~100 0 ~~SAVIENT~~INTERMUNE ~~PHARMACEUTICALS~~ INC COM ~~80517Q100~~45884X103 7916 5,~~800~~000 SHPUT DEFINED 1,2 0 5,~~800~~000 0 ~~SAVIENT~~ISHARES ~~PHARMACEUTICALS~~TR ~~INC~~INDEX ~~COM~~RUSSELL ~~80517Q100~~2000 ~~167~~464287655 5570 74,~~100~~200 PUT DEFINED 1,2 0 5574,~~100~~200 0 ~~SLM~~LAS VEGAS SANDS CORP COM ~~78442P106~~517834107 2918 ~~141~~7,~~000~~500 CALL DEFINED 1,2 0 ~~141~~7,~~000~~500 0 ~~SLM~~LEXMARK ~~CORP~~INTL ~~COM~~NEW ~~78442P106~~CL 16A 87529771107 17 19,~~100~~700 ~~PUT~~CALL DEFINED 1,2 0 8719,~~100~~700 0 ~~SPDR~~LEXMARK TRINTL ~~UNIT~~NEW ~~SER~~CL 1A ~~78462F103~~529771107 1128 3516,~~000~~200 PUT DEFINED 1,2 0 3516,~~000~~200 0 ~~SYNOVUS~~MEDIVATION ~~FINANCIAL~~INC ~~CORP~~ COM ~~87161C105~~58501N101 0 1 30,~~700~~400 CALL DEFINED 1,2 0 130,~~700~~400 0 ~~SYNOVUS~~MEDIVATION ~~FINANCIAL~~INC ~~CORP~~ COM ~~87161C105~~58501N101 ~~295~~265 ~~143~~25,~~819~~302 SH DEFINED 1,2 0 ~~143~~25,~~819~~302 0 ~~SYNOVUS~~MEDIVATION ~~FINANCIAL~~INC ~~CORP~~ COM ~~87161C105~~58501N101 8290 ~~148~~46,500 PUT DEFINED 1,2 0 ~~148~~46,500 0 ~~TAKE-TWO~~NETFLIX ~~INTERACTIVE~~INC ~~SOFTWARE~~COM 64110L106 83 38,700 CALL DEFINED 1,2 0 38,700 0 NETFLIX INC COM ~~874054109~~64110L106 18 3530,000 ~~CALL~~PUT DEFINED 1,2 0 3530,000 0 ~~TAKE-TWO~~NVIDIA ~~INTERACTIVE~~CORP ~~SOFTWARE INC~~ COM ~~874054109~~67066G104 ~~376~~12 3730,~~378~~000 SHCALL DEFINED 1,2 0 3730,~~378~~000 0 ~~TAKE-TWO~~OCULUS ~~INTERACTIVE~~INNOVATIVE ~~SOFTWARE~~SCIENCES ~~INC~~I COM ~~874054109~~67575P108 278 1125,~~500~~200 PUT DEFINED 1,2 0 1125,~~500~~200 0 ~~TIBCO~~ONCOTHYREON ~~SOFTWARE~~ INC COM ~~88632Q103~~682324108 87413 ~~119~~245,~~600~~400 ~~CALL~~PUT DEFINED 1,2 0 ~~119~~245,~~600~~400 0 ~~VALERO~~OXIGENE ~~ENERGY~~INC ~~CORP~~ COM ~~91913Y100~~691828107 2167 83135,~~700~~569 ~~CALL~~SH DEFINED 1,2 0 83135,~~700~~569 0 ~~YRC~~PALM ~~WORLDWIDE~~ INC NEW COM ~~984249102~~696643105 510 55158,~~000~~100 CALL DEFINED 1,2 0 55158,~~000~~100 0 ~~YRC~~PALM ~~WORLDWIDE~~ INC NEW COM ~~984249102~~696643105 120 ~~815~~53,600 SHPUT DEFINED 1,2 0 ~~815~~53,600 0 ~~YRC~~PRICELINE ~~WORLDWIDE~~COM INC COM ~~984249102~~NEW ~~206~~741503403 78118 13,~~400~~700 ~~PUT~~CALL DEFINED 1,2 0 7813,~~400~~700 0

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