Home/Filings/4/0001140361-10-023172
4//SEC Filing

MERUELO ALEX 4

Accession 0001140361-10-023172

CIK 0001082423other

Filed

May 25, 8:00 PM ET

Accepted

May 26, 5:31 PM ET

Size

14.6 KB

Accession

0001140361-10-023172

Insider Transaction Report

Form 4
Period: 2010-05-24
Transactions
  • Sale

    Common

    2010-05-25$8.32/sh154,235$1,283,112937,696 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-24$8.36/sh75,909$634,3341,091,931 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-26$8.27/sh92,811$767,853844,885 total(indirect: Footnotes)
Armona Luis
10% Owner
Transactions
  • Sale

    Common

    2010-05-25$8.32/sh154,235$1,283,112937,696 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-24$8.36/sh75,909$634,3341,091,931 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-26$8.27/sh92,811$767,853844,885 total(indirect: Footnotes)
MERUELO ALEX
10% Owner
Transactions
  • Sale

    Common

    2010-05-24$8.36/sh75,909$634,3341,091,931 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-25$8.32/sh154,235$1,283,112937,696 total(indirect: Footnotes)
  • Sale

    Common

    2010-05-26$8.27/sh92,811$767,853844,885 total(indirect: Footnotes)
Footnotes (9)
  • [F1]This statement is jointly filed by and on behalf of each of Alex Meruelo Living Trust, Alex Meruelo, and Luis Armona. Mr. Meruelo is the sole trustee of the Trust and may be deemed to beneficially own securities owned by the Trust.
  • [F2]Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  • [F3]Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  • [F4]This transaction was executed in multiple trades on May 24, 2010 at prices ranging from $8.30 to $8.46. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  • [F5]Includes 940,303 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona.
  • [F6]This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.26 to $8.65. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  • [F7]Includes 786,068 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona
  • [F8]This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.34 to $8.25. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  • [F9]Includes 693,257 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona.

Documents

1 file

Issuer

RUBIOS RESTAURANTS INC

CIK 0001082423

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0001075186

Filing Metadata

Form type
4
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:31 PM ET
Size
14.6 KB