4//SEC Filing
Kautz Robert F 4
Accession 0001140361-10-023358
CIK 0001011290other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 7:15 PM ET
Size
11.9 KB
Accession
0001140361-10-023358
Insider Transaction Report
Form 4
99 CENTS ONLY STORESNYSE:NDN
Kautz Robert F
Exec VP & CFO
Transactions
- Award
Common Stock
2010-05-27+11,667→ 30,858 total - Tax Payment
Common Stock
2010-05-27−3,857→ 27,001 total - Sale
Common Stock
2010-05-25$14.10/sh−8,500$119,885→ 19,191 total
Holdings
- 150,000
Stock Option (right to buy)
Exercise: $9.54Exp: 2015-11-11→ Common Stock (150,000 underlying) - 110,678
Stock Option (right to buy)
Exercise: $6.58Exp: 2018-01-11→ Common Stock (110,678 underlying)
Footnotes (7)
- [F1]This transaction was completed pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0054 to $14.24. The reporting person undertakes to provide to 99? Only Stores, any security holder of 99? Only Stores, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- [F3]These shares of common stock were acquired pursuant to the vesting of such shares under a performance stock unit award granted to Mr. Kautz on January 11, 2008.
- [F4]3,857 shares were withheld by the Company for tax withholding pursuant to the terms of the performance stock unit award.
- [F5]The information provided in Table II reflects stock options currently owned by the Reporting Person that were granted on prior dates. This grant of options vested in three equal annual installments beginning November 11, 2006, and is now fully vested.
- [F6]This number of derivative securities only represents this specific class of derivative securities.
- [F7]This grant of options vests in three equal annual installments beginning January 11, 2009, so that 73,785 options are now fully vested.
Documents
Issuer
99 CENTS ONLY STORES
CIK 0001011290
Entity typeother
Related Parties
1- filerCIK 0001344517
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 7:15 PM ET
- Size
- 11.9 KB