Home/Filings/4/0001140361-10-023860
4//SEC Filing

PATTERSON PEYTON R 4

Accession 0001140361-10-023860

CIK 0001264755other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:41 PM ET

Size

14.6 KB

Accession

0001140361-10-023860

Insider Transaction Report

Form 4
Period: 2010-05-28
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
  • Award

    Common Stock

    2010-05-28+25,77925,779 total(indirect: By Stock Award)
  • Award

    Stock Options

    2010-05-28$11.77/sh+112,082$1,319,205112,082 total
    Exercise: $11.77From: 2011-05-31Exp: 2020-05-28Common Stock (112,082 underlying)
Holdings
  • Common Stock

    (indirect: By Stock Award)
    187,250
  • Common Stock

    (indirect: By Stock Award)
    22,765
  • Common Stock

    (indirect: ESOP SERP)
    25,843
  • Common Stock

    285,898
  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17Common Stock (1,890,300 underlying)
    1,890,300
  • Common Stock

    (indirect: By 401(k))
    14,277
  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29Common Stock (103,478 underlying)
    103,478
  • Common Stock - ESOP

    7,579
Footnotes (5)
  • [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vests 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 2/3 on May 31, 2012 and 1/3 on May 31, 2013.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011-2014.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

Entity typeother

Related Parties

1
  • filerCIK 0001284321

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:41 PM ET
Size
14.6 KB