Home/Filings/4/0001140361-10-023877
4//SEC Filing

KIRBY C EUGENE 4

Accession 0001140361-10-023877

CIK 0001264755other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:47 PM ET

Size

14.0 KB

Accession

0001140361-10-023877

Insider Transaction Report

Form 4
Period: 2010-05-28
Transactions
  • Award

    Stock Options

    2010-05-28$11.77/sh+37,804$444,95337,804 total
    Exercise: $11.77From: 2011-05-31Exp: 2020-05-28Common Stock (37,804 underlying)
  • Award

    Common Stock

    2010-05-28+8,6958,695 total(indirect: By Stock Award)
Holdings
  • Common Stock - ESOP

    551
  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29Common Stock (23,496 underlying)
    23,496
  • Common Stock

    (indirect: By Stock Award)
    9,999
  • Common Stock

    (indirect: By Stock Award)
    5,169
  • Common Stock

    (indirect: By 401(k))
    429
  • Common Stock

    (indirect: By Spouse)
    10,001
  • Stock Options

    Exercise: $13.70From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
    30,000
Footnotes (6)
  • [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/3 on each May 4 of years 2010-2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 2/3 on May 31, 2012 and 1/3 on May 31, 2013.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 4 of years 2010-2013.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011-2014.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

Entity typeother

Related Parties

1
  • filerCIK 0001181997

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:47 PM ET
Size
14.0 KB