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4//SEC Filing

CHAN K P 4

Accession 0001140361-10-023878

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:48 PM ET

Size

16.5 KB

Accession

0001140361-10-023878

Insider Transaction Report

Form 4
Period: 2010-05-28
NEWALLIANCE BANCSHARES INCNAL
CHAN K P
EVP / Chief Risk Officer
Transactions
  • Award

    Stock Options

    2010-05-28$11.77/sh+14,944$175,891→ 14,944 total
    Exercise: $11.77From: 2011-05-31Exp: 2020-05-28→ Common Stock (14,944 underlying)
  • Award

    Common Stock

    2010-05-28+3,437→ 3,437 total(indirect: By Stock Award)
Holdings

  • Common Stock - ESOP

    7,725

  • Common Stock

    (indirect: By Stock Award)
    17,500

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying)
    130,000

  • Common Stock

    (indirect: By Stock Award)
    3,035

  • Common Stock

    (indirect: By Spouse)
    43,942

  • Common Stock (DRIP)

    (indirect: DRIP)
    2,491

  • Common Stock

    (indirect: ESOP - SERP)
    1,229

  • Common Stock

    (indirect: By 401(k))
    862

  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (13,797 underlying)
    13,797

  • Stock Options

    Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying)
    1,250
Footnotes (5)
  • [F1]Stock awards granted pursuant to NewAlliance Bancshares, Inc. 2005 Long-Term Incentive Plan vest 15% on each January 1 of years 2006 - 2011 and 10% on January 1, 2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 2/3 on May 31, 2012 and 1/3 on May 31, 2013.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011-2014.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001284300

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:48 PM ET
Size
16.5 KB
View on SEC.gov