BARATTA ROBERT M 4
4 · KATY INDUSTRIES INC · Filed Jun 10, 2010
Insider Transaction Report
Form 4
BARATTA ROBERT M
Director
Transactions
- Award
Stock Appreciation Right
2010-06-09$1.75/sh+2,000$3,500→ 18,250 totalExercise: $1.75From: 2010-06-09Exp: 2020-06-09→ Common Stock (2,000 underlying)
Holdings
- 11,935
Common Stock
- 8,000
Option to purchase Common Stock
Exercise: $3.69From: 2005-05-26Exp: 2015-05-26→ Common Stock (8,000 underlying)
Footnotes (2)
- [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 2002 through 2005 with conversion prices ranging from $3.69 to $5.91.
- [F2]The exercisable date, conversion price, and expiration date on the stock appreciation rights represent information from the most recent grant, 6/9/10. The Reporting Person has received stock appreciation rights from 2002 through 2008 with conversion prices ranging from $0.96 to $3.15.