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SIMPSON MICHAEL 4

Accession 0001140361-10-025363

CIK 0000018172other
View on SEC.govCompany Profile

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 11:47 AM ET

Size

14.0 KB

Accession

0001140361-10-025363

Insider Transaction Report

Form 4
Period: 2010-06-11
CASTLE A M & COCAS
SIMPSON MICHAEL
Director
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2010-06-11−10,000→ 0 total
    Exercise: $10.00From: 2001-07-27Exp: 2010-07-27→ Common Stock (10,000 underlying)
  • Sale

    Common Stock

    2010-06-11$13.67/sh−7,348$100,452→ 97,157 total
  • Exercise/Conversion

    Common Stock

    2010-06-11+10,000→ 104,505 total
Holdings

  • Common Stock

    (indirect: See Note)
    157,872

  • Common Stock

    (indirect: By 401(k))
    1,371.869

  • Common Stock

    (indirect: See Note)
    10,546

  • Common Stock

    (indirect: See Note)
    262,433

  • Common Stock

    (indirect: See Note)
    20,992

  • Common Stock

    (indirect: See Note)
    22,781
Footnotes (7)
  • [F1]This transaction was executed in multiple trades at prices ranging from $13.5404 to $13.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee
  • [F3]Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee
  • [F4]Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee
  • [F5]Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee
  • [F6]Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee
  • [F7]Between March 31, 2010 and May 31, 2010 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.1509 shares. The information in this report is based on a plan statement dated as of May 31, 2010.

Documents

1 file

Issuer

CASTLE A M & CO

CIK 0000018172

→
Entity typeother

Related Parties

1
  • filerCIK 0001184782

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 11:47 AM ET
Size
14.0 KB
View on SEC.gov