SIMPSON MICHAEL 4
4 · CASTLE A M & CO · Filed Jun 14, 2010
Insider Transaction Report
Form 4
SIMPSON MICHAEL
Director
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2010-06-11−10,000→ 0 totalExercise: $10.00From: 2001-07-27Exp: 2010-07-27→ Common Stock (10,000 underlying) - Sale
Common Stock
2010-06-11$13.67/sh−7,348$100,452→ 97,157 total - Exercise/Conversion
Common Stock
2010-06-11+10,000→ 104,505 total
Holdings
- 157,872(indirect: See Note)
Common Stock
- 1,371.869(indirect: By 401(k))
Common Stock
- 10,546(indirect: See Note)
Common Stock
- 262,433(indirect: See Note)
Common Stock
- 20,992(indirect: See Note)
Common Stock
- 22,781(indirect: See Note)
Common Stock
Footnotes (7)
- [F1]This transaction was executed in multiple trades at prices ranging from $13.5404 to $13.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee
- [F3]Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee
- [F4]Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee
- [F5]Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee
- [F6]Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee
- [F7]Between March 31, 2010 and May 31, 2010 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.1509 shares. The information in this report is based on a plan statement dated as of May 31, 2010.