Roth Michael Anthony 4/A
4/A · APPLIED NEUROSOLUTIONS INC · Filed Jun 14, 2010
Insider Transaction Report
Form 4/AAmended
ROTH MICHAEL
10% Owner
Transactions
- Sale
Common Stock, $0.0025 par value per share
2009-03-04$0.02/sh−306,500$6,498→ 20,407,786 total(indirect: By SF Capital Partners Ltd.)
Holdings
- 6,214,286(indirect: By SF Capital Partners Ltd.)
Warrants to purchase Common Stock, $0.0025 par value/share
Exercise: $0.19Exp: 2012-09-28→ Common Stock, $0.0025 par value per share (6,214,286 underlying)
Footnotes (2)
- [F1]The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Secrities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares.
- [F2]Immediately