4//SEC Filing
Puckett William E 4
Accession 0001140361-10-026336
CIK 0001364541other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:41 PM ET
Size
15.0 KB
Accession
0001140361-10-026336
Insider Transaction Report
Form 4
Puckett William E
SVP, Midstream Business
Transactions
- Exercise of In-Money
Common Units Representing Limited Partner Interest
2010-06-21$2.50/sh+1,000$2,500→ 83,085 total - Sale
Subscription Rights
2010-06-21$3.35/sh−15,346$51,460→ 1,000 totalExercise: $2.50From: 2010-06-01Exp: 2010-06-30→ Common Units and Warrants (15,346 underlying) - Exercise of In-Money
Subscription Rights
2010-06-21−1,000→ 0 totalExercise: $2.50From: 2010-06-01Exp: 2010-06-30→ Common Units and Warrants (1,000 underlying) - Sale
Subscription Rights
2010-06-18$3.30/sh−7,124$23,509→ 16,346 totalExercise: $2.50From: 2010-06-01Exp: 2010-06-30→ Common Units and Warrants (7,124 underlying) - Exercise of In-Money
Warrants
2010-06-21$2.50/sh+1,000$2,500→ 1,000 totalExercise: $6.00From: 2010-08-15Exp: 2012-05-15→ Common Units (1,000 underlying)
Footnotes (5)
- [F1]Represents common units that will be received, after the close of the rights offering, from the exercise of subscription rights.
- [F2]Represents the exercise price of each subscription right entitling the holder to acquire, for $2.50 in cash, (i) one common unit and (ii) one warrant to purchase an additional common unit for $6.00 on the dates specified in Footnote 5.
- [F3]Each Warrant entitles the holder to acquire, for $6.00 in cash, one common unit on the dates specified in Footnote 5.
- [F4]Represents warrants that will be received, after the close of the rights offering, from the exercise of subscription rights.
- [F5]Warrants are only exercisable on each of August 15, 2010, November 15, 2010, March 15, 2011, May 15, 2011, August 15, 2011, November 15, 2011, March 15, 2012 and May 15, 2012. The warrants will be freely tradeable starting on or about July 1, 2010 until May 15, 2012.
Documents
Issuer
EAGLE ROCK ENERGY PARTNERS L P
CIK 0001364541
Entity typeother
Related Parties
1- filerCIK 0001375258
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:41 PM ET
- Size
- 15.0 KB