4//SEC Filing
HUFFSTETLER JOHN STEPHEN 4
Accession 0001140361-10-029258
CIK 0001051871other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 5:06 PM ET
Size
12.4 KB
Accession
0001140361-10-029258
Insider Transaction Report
Form 4
HUFFSTETLER JOHN STEPHEN
Senior VP of Subsidiary Bank
Transactions
- Tax Payment
Common Stock
2010-07-09$5.60/sh−194$1,086→ 15,603 total
Holdings
- 201
Stock Option (Right to Buy)
Exercise: $5.00Exp: 2019-03-16→ Common Stock (201 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $8.00Exp: 2018-06-16→ Common Stock (5,000 underlying) - 20,000
Stock Option (Right to Buy)
Exercise: $15.04From: 2003-11-03Exp: 2013-11-03→ Common Stock (20,000 underlying) - 11,285(indirect: By his ESOP)
Common Stock
- 2,960(indirect: By IRA)
Common Stock
- 14,633(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
- [F2]Includes 5,000 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
- [F3]Includes 10,000 Recognition and Retention awards that vest over a seven-year period, commencing on November 3, 2003, at the rate of 30% on November 3, 2003, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter. Accordingly, 10,000 shares have vested and 5,000 shares have not vested.
- [F4]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
- [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
- [F6]This incentive option has vested. Accordingly, 22,040 stock options have vested and 3,161 stock options have not vested.
Documents
Issuer
CITIZENS SOUTH BANKING CORP
CIK 0001051871
Entity typeother
Related Parties
1- filerCIK 0001250008
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 5:06 PM ET
- Size
- 12.4 KB