4//SEC Filing
FARRELL MICHAEL A J 4
Accession 0001140361-10-029732
CIK 0001043219other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 4:46 PM ET
Size
19.0 KB
Accession
0001140361-10-029732
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Common Stock
2010-07-19$11.72/sh+37,500$439,500→ 2,230,367 total - Exercise/Conversion
Option to purchase Common Stock
2010-07-19−37,500→ 0 totalExercise: $11.72From: 2007-02-13Exp: 2016-02-13→ Common Stock (37,500 underlying)
Holdings
- 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 400,000
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (400,000 underlying) - 8,000(indirect: By daughter)
Class A Preferred Stock
- 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying) - 3,500
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 170,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (170,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235653
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 4:46 PM ET
- Size
- 19.0 KB