RICKER CARL H JR 4
4 · CAPITAL BANK CORP · Filed Jul 23, 2010
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Award
Phantom Stock Units
2010-07-22$3.33/sh+4,505$15,002→ 7,660 totalFrom: 2012-01-26Exp: 2012-01-26→ Common Stock (4,505 underlying)
Holdings
- 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 11,967
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (11,967 underlying) - 484,264
Common Stock
- 82(indirect: By IRA)
Common Stock
- 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.