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4//SEC Filing

MCCAULEY DAVID 4

Accession 0001140361-10-034698

CIK 0000763532other
View on SEC.govCompany Profile

Filed

Aug 22, 8:00 PM ET

Accepted

Aug 23, 4:27 PM ET

Size

16.7 KB

Accession

0001140361-10-034698

Insider Transaction Report

Form 4
Period: 2010-08-19
LSI INDUSTRIES INCLYTS
MCCAULEY DAVID
President - LSI Graphics
Transactions
  • Award

    Common Shares

    2010-08-20$5.10/sh+738$3,764→ 22,685 total
  • Award

    Option to Buy

    2010-08-19+15,000→ 15,000 total
    Exercise: $5.21Exp: 2020-08-19→ Common Shares (15,000 underlying)
Holdings

  • Common Shares

    4,586

  • Option to Buy

    Exercise: $9.96Exp: 2014-10-27→ Common Shares (20,000 underlying)
    20,000

  • Option to Buy

    Exercise: $8.98Exp: 2018-08-22→ Common Shares (30,000 underlying)
    30,000

  • Option to Buy

    Exercise: $19.76Exp: 2017-08-24→ Common Shares (25,000 underlying)
    25,000

  • Option to Buy

    Exercise: $8.40Exp: 2019-08-21→ Common Shares (30,000 underlying)
    30,000

  • Option to Buy

    Exercise: $11.68Exp: 2011-11-14→ Common Shares (2,813 underlying)
    2,813

  • Option to Buy

    Exercise: $17.60Exp: 2016-08-24→ Common Shares (20,000 underlying)
    20,000

  • Common Shares

    10,000
Footnotes (5)
  • [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  • [F2]Shares owned by David McCauley and held in escrow as security for certain liabilities and obligations pursuant to the agreements under which his company was acquired by LSI Industries Inc. As a registered owner of these shares, David McCauley has the power to vote the shares held in escrow but no authority to dispose of the shares. The shares are to be released from escrow under the terms of the agreements.
  • [F3]Options granted pursuant to the Company's Incentive Stock Option Plans November 14, 2001. Options vest 25% a year commencing on the first anniversary of the date of grant.
  • [F4]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
  • [F5]These holdings have been previously reported on Form 4.

Documents

1 file

Issuer

LSI INDUSTRIES INC

CIK 0000763532

→
Entity typeother

Related Parties

1
  • filerCIK 0001229883

Filing Metadata

Form type
4
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 4:27 PM ET
Size
16.7 KB
View on SEC.gov